• Vice President, Compliance

    TD Bank (New York, NY)
    …**Job Description:** This Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... also support other aspects of the Core Compliance program as needed. Compliance Monitoring and Testing + Develop and design annual and cycle-based … more
    TD Bank (07/26/25)
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  • Compliance Monitoring

    SMBC (Jersey City, NJ)
    testing reviews within the FCC Testing group, as part of the wider Compliance Monitoring & Testing function. This role will also support the Annual ... deliverables. + Serves as the examiner-in-charge responsible for all facets of compliance testing engagements. + Manages ongoing development and refinement of … more
    SMBC (07/01/25)
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  • Analyst- Compliance Monitoring

    American Express (Phoenix, AZ)
    Compliance Testing ("ICT") team supporting the Global Risk and Compliance Monitoring & Testing (M&T) function. A successful candidate will ... have audit or compliance testing experience within a large bank...**Required Qualifications:** + 3 years of experience in audit, monitoring and testing , or risk management in… more
    American Express (08/16/25)
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  • Senior Compliance Officer…

    TD Bank (New York, NY)
    …Qualifications:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... aspects of the Core Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing + Assist with developing and executing the annual … more
    TD Bank (07/26/25)
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  • Compliance Monitoring

    TD Bank (Charlotte, NC)
    …standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, ... and support for central elements of the US Compliance Monitoring and Testing Program, including:** + Lead strategic planning efforts and support US … more
    TD Bank (07/26/25)
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  • Compliance Independent Assessment Senior…

    Citigroup (Tampa, FL)
    …, and reporting activities. + Experience in planning, executing, and reporting on compliance testing or monitoring reviews and regulatory issue validation ... defense. The Compliance Independent Assessment Sr. Analyst performs risk-based testing and monitoring of Citi's compliance risks in order to assess the… more
    Citigroup (06/28/25)
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  • Controls Monitoring and Testing

    Truist (Atlanta, GA)
    …of America) **Please review the following job description:** Responsible for executing testing and/or compliance monitoring indicators for assigned business ... risk programs, risks and controls. 4. Incorporate results of quality monitoring activities, 2nd line testing , SOX testing and complaints reporting in control… more
    Truist (07/31/25)
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  • Compliance Risk Management Senior Officer…

    JPMorgan Chase (Tampa, FL)
    …resolution related to regulatory impacts, including those identified as a result of Compliance testing , monitoring , Audits or Exams. + Analyze regulatory ... You will need to identify, measure, and manage controls and compliance -related risks while monitoring and testing the adequacy of controls. **Job… more
    JPMorgan Chase (08/28/25)
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  • Sr. Compliance Manager - Wealth Management…

    KeyBank (Amherst, NY)
    …ongoing compliance with applicable laws and regulations through the execution of compliance monitoring and testing across Key's Wealth Management and ... partners in designing and executing compliance testing , special projects, and ongoing monitoring . + Demonstrate subject matter expertise in compliance more
    KeyBank (08/11/25)
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  • Compliance Director, Commercial, Operations…

    TD Bank (New York, NY)
    …+ Works with other second and third line functions, to support the build of the compliance monitoring and testing operating framework + Drives the use of RPA ... development and implementation of the target operating model for Compliance testing capability with a focus on...and own the methodology for monitoring and testing by 2nd line including compliance risk… more
    TD Bank (08/19/25)
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