- Citigroup (Tampa, FL)
- Individuals in Quality Assurance, Monitoring & Testing are responsible for the assessment of outcomes from activities and processes against conformance with ... post completion of an activity/process. This includes the development and execution of Monitoring and Testing for controls, such as control design assessment,… more
- Citigroup (Irving, TX)
- Individuals in Quality Assurance, Monitoring & Testing are responsible for the assessment of outcomes from activities and processes against conformance with ... post completion of an activity/process. This includes the development and execution of Monitoring and Testing for controls, such as control design assessment,… more
- Citigroup (Florence, KY)
- Individuals in Quality Assurance, Monitoring & Testing are responsible for the assessment of outcomes from activities and processes against conformance with ... post completion of an activity/process. This includes the development and execution of Monitoring and Testing for controls, such as control design assessment,… more
- Fiserv (New York, NY)
- …money services businesses, and cryptocurrency. This role provides strategic guidance, executes compliance monitoring and testing , and supports business ... and risk assessments in line with regulatory requirements. + Execute compliance monitoring and testing for various verticals. + Develop, implement,… more
- SMBC (Sacramento, CA)
- …Establish and maintain strong relationships with FCC management team, internal audit, and compliance monitoring and testing , fostering open communication and ... will be responsible for the ongoing administration of the Financial Crimes Compliance ("FCC") Data Analytics, Model Governance and Model Validation programs for both… more
- Technical Safety Services (Miami, FL)
- …to provide a variety of on-site services including medical gas compliance testing , environmental testing and monitoring services, and many additional ... research institutions. We are a leading provider of environmental monitoring solutions and testing , calibration, and certification...come join us! What will you do? + Perform compliance testing , certification, and repair services across… more
- Citigroup (Queens, NY)
- Finance Quality Assurance, Testing and Validation (QATV), within the Finance Transformation organization, independently assess in-scope regulatory and management ... (eg Gross Credit Exposure). This Lead Analyst role will support Liquidity conformance testing , focusing on conducting rule-based testing to support, monitor, and… more
- TD Bank (New York, NY)
- …assists in implementing compliance initiatives to help manage regulatory risk. ** Compliance Monitoring & Compliance Oversight** + Assist with developing ... and overseeing the Compliance Monitoring program. + Collaborate with colleagues...MIS reporting for ongoing tracking and evaluation for both Monitoring and Oversight of the first line testing… more
- American Express (Sandy, UT)
- … compliance program elements including: - Compliance Risk Assessments (CRAs) - Monitoring and Testing - Training and Awareness - Policies and Procedures - ... assessments, or procedure development - Understanding of tech-enabled risk tools and compliance monitoring systems **Skills & Competencies:** - Strong critical… more
- Dollar Tree (Chesapeake, VA)
- …knowledge sharing. + Develop, implement, and continuously improve our Ethics & Compliance monitoring and response approaches, plans, processes, activities, and ... the design, implementation, execution, and continuous improvement of the Ethics & Compliance risk assessment and monitoring and response methodologies, plans,… more