- MyFlorida (Tallahassee, FL)
- MS COMPLIANCE OFFICER II - 76004939 Date: May 28, 2025 The State Personnel System is an E-Verify employer. For more information click on our E-Verify Website ... Agency: Highway Safety and Motor Vehicle Working Title: MS COMPLIANCE OFFICER II - 76004939 Pay Plan:...workplace. All employees are subject to reasonable suspicion drug testing in accordance with Section 112.0455, FS, Drug-Free Workplace… more
- Marex (New York, NY)
- …information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide ... services for broker-dealer Regulatory Reporting process. + Carry out assigned compliance testing . + Coordinate and provide Compliance Advisory support to… more
- Citigroup (Irving, TX)
- …SVP, Regulatory Architecture Compliance - Technology Design serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) ... firm's risk appetite and protect the franchise. The ICRM Regulatory Architecture Compliance (RAC) team is responsible for oversight of the end-to-end Regulations… more
- Citigroup (Irving, TX)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) Global Functions Fraud responsible for ... inquiries and internal and external investigations, as well as testing and audit. + Leading compliance and control reviews. + Partnering with other ICRM teams… more
- Arena Investors LP (Jacksonville, FL)
- …others won't. Arena is looking to expand the team through the addition of a senior Compliance Officer . In this role, this individual will work closely with the ... and procedures; . Administration of firm (Investment Adviser and Broker-Dealer) annual compliance review ( testing and monitoring); . Conflicts of interest… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all components of ... rules, regulations, and procedures. + Develop and execute monitoring and testing of business activities, including the annual compliance program review,… more
- Banco Popular Puerto Rico (San Juan, PR)
- …10, 2025 Location: San Juan, PR Company: Popular Workplace Type: Hybrid Senior Compliance Officer General Description This position requires providing support in ... are defined as deficient practices that result in the actual or potential non- compliance with any law or regulation that addresses consumer protection, that are… more
- BMO Financial Group (Chicago Heights, IL)
- …function that establishes, implements, and administers frameworks/processes that support the Compliance function. The Senior Compliance Officer position ... The Enterprise Compliance Program Management Team (ECPM) is a central...of the program, such as risk assessments, monitoring and testing , issues management, training, Third-Party, and implementation of new/revised… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a **Senior VP for Equities Independent Compliance Risk Management (ICRM)** responsible for ... inquiries and internal and external investigations, as well as testing and audit. + Designing and lead compliance... testing and audit. + Designing and lead compliance and control reviews. + Partnering with other ICRM… more
- Citigroup (Irving, TX)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, ... Participating in the design, development, delivery and maintenance of best-in-class Compliance programs, policies and practices for ICRM. + Analyzing complex… more