- Citigroup (Irving, TX)
- …interfacing internal technology groups and vendors + Participates in disaster recovery testing + Participate in application releases, from development, testing ... of judgement and autonomy. + Acts as SME to senior stakeholders and /or other team members. + Appropriately...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Citigroup (Tampa, FL)
- …+ Analyze applications to identify vulnerabilities and security issues, as well as conduct testing and debugging + Serve as advisor or coach to new or lower level ... of judgement and autonomy. + Acts as SME to senior stakeholders and /or other team members. + Appropriately...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Citigroup (Tampa, FL)
- …are amongst other activities the annual refresh of Citi's RRP submissions, testing of capabilities and the continuous enhancement of underlying processes. The ideal ... required to collaborate with, guide, and influence business colleagues, including senior leaders, as well as occasionally external customers or vendors. Necessitates… more
- Citigroup (Getzville, NY)
- …+ Can exercise independence of judgement and autonomy. + Acts as SME to senior stakeholders and /or other team members. + Appropriately assess risk when business ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (New Castle, DE)
- …+ Analyze applications to identify vulnerabilities and security issues, as well as conduct testing and debugging + Serve as advisor or coach to new or lower level ... of judgement and autonomy. + Acts as SME to senior stakeholders and /or other team members. + Appropriately...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- TD Bank (New York, NY)
- …global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance ... more specific details for this role. **Job Description:** This Compliance Officer is a key member of...Testing + Develop and design annual and cycle-based Compliance Testing and Monitoring plans + Execute… more
- CIBC (Chicago, IL)
- …become a strong, innovative and relationship-oriented bank for a modern world. JOB PURPOSE The Senior Compliance Officer will support CIBC Bank USA and CIBC ... to all applicable laws, regulations, and internal policies. The Senior Compliance Officer reports to...10th Fl **Employment Type** Regular **Weekly Hours** 40 **Skills** Compliance Reporting, Compliance Testing , Decision… more
- Heritage Financial Credit Union (Middletown, NY)
- … Compliance . + Monitor various indicators of risk - QC results, Compliance Testing results, complaints, risk assessment results, etc. to identify weaknesses ... Senior Lending Compliance Analyst - Remote...of the BSA and cooperate with the designated BSA Officer in assuring compliance . ESSENTIAL FUNCTIONS AND… more
- T. Rowe Price (Baltimore, MD)
- …contributing to the growth of our operations. Role Summary The Investment Compliance Officer identifies, interprets, and programs restrictions into the Charles ... River compliance system to support automated compliance testing across all portfolios managed by...managers and other internal and external parties. The Investment Compliance Officer also proactively assesses the impacts… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a ** Senior Vice President for Equities Independent Compliance Risk Management (ICRM)** ... examinations, reviews and inquiries and internal and external investigations, as well as testing and audit. + Designing and lead compliance and control reviews.… more