- KeyBank (Amherst, NY)
- …this role assist in the design and execution of wealth management testing and continuous monitoring to evaluate Key's compliance with regulatory requirements ... with applicable laws and regulations through the execution of compliance monitoring and testing across Key's lines.... The ideal candidate has a functional knowledge of wealth management, trust/fiduciary compliance laws and regulations,… more
- First Horizon Bank (Memphis, TN)
- …the review, providing timely status and potential issue updates to the Compliance Testing (CT) Director, issuance of preliminary findings to management, ... background required (2-4 years). Background in preparing for internal ( Compliance Testing and/or Audit) and external (regulatory) examinations preferred.… more
- Berkshire Bank (Boston, MA)
- …$170,031 Location: Hybrid - Boston, MA - 60 State St Purpose/Objective: The VP, Compliance Officer Asset Management will develop, strengthen, and maintain the ... and the Berkshire Banc Investment Services business. The VP, Compliance Officer is also responsible for understanding... Management is monitored on and adheres to. Review compliance testing and perform policy maintenance and… more
- Scotiabank (Houston, TX)
- Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range shown is ... together to drive ambition for every future! **Purpose** The Compliance Officer will operate as a member...are in place as appropriate. + Provide support for Compliance testing , Audits, Regulatory Exams and Inquiries… more
- Huntington National Bank (Columbus, OH)
- …Legal. Basic Qualifications: + Bachelor's degree + Experience as broker dealer Chief Compliance Officer or lead compliance director for investment ... program functions including implementation of written supervisory procedures, training, testing , information barriers, surveillance and AML compliance with a… more
- First National Bank of Omaha (Fort Collins, CO)
- …trends to position the Wealth division for future success. **Risk Governance and Compliance ** + Serve as a senior risk officer across the Wealth ... our Wealth Division. The ideal candidate will bring proven experience in Wealth risk and compliance , deep knowledge of the regulatory landscape, operational… more
- Comerica (Charlotte, NC)
- …the line of business and to expand the reach and frequency of control testing . Engages with business leaders and holds them accountable as risk and control owners. ... Diploma or GED and 6 years of Risk Management, Compliance , or Audit experience + 10 years of experience...business segments; the Commercial Bank, the Retail Bank, and Wealth Management. Comerica's colleagues focus on relationships, and helping… more
- CIBC (Chicago, IL)
- …innovative and relationship-oriented bank for a modern world. JOB PURPOSE The Senior Compliance Officer will support CIBC Bank USA and CIBC Inc. (collectively ... all applicable laws, regulations, and internal policies. The Senior Compliance Officer reports to the Deputy Chief...10th Fl **Employment Type** Regular **Weekly Hours** 40 **Skills** Compliance Reporting, Compliance Testing , Decision… more
- Scotiabank (Tampa, FL)
- …to results, in an inclusive and high-performing culture. **Director - US Regulatory Compliance Officer - Global Banking & Markets - Tampa, FL** **Global ... results, in an inclusive and high-performing culture. **Purpose** The Compliance Officer will serve as the primary...process for the TAO and GTB business. + Provide Compliance support for Compliance Testing ,… more
- Customs and Border Protection (Tucson, AZ)
- …Border Patrol Agent (SECTOR BORTAC) you will serve as a primary law enforcement officer (under 5 USC 8336 (c) and 8412 (d) and be responsible for: Serving ... investigation and/or polygraph CBP follows the DHS Drug-Free Workplace Plan for drug testing procedures You must be able to meet job-related medical and/or fitness… more