- Citigroup (Irving, TX)
- The Wealth Senior Risk Officer will support the day-to-day execution of Wealth 's first-line risk management framework. The professional will closely follow ... risks for our business. This role will be engaged in driving policy compliance across the Enterprise Risk Management Framework for the Wealth organization.… more
- First Horizon Bank (Knoxville, TN)
- …the review, providing timely status and potential issue updates to the Compliance Testing (CT) Director, issuance of preliminary findings to management, ... background preferred (2-3 years) + Background in preparing for internal ( Compliance Testing and/or Audit) and external (regulatory) examinations preferred. +… more
- Citigroup (Jacksonville, FL)
- The Wealth Client Segments Control Testing Utility is responsible for the testing of controls designed and owned by the Citi's Wealth Segments (ie, ... client-facing) businesses. This position reports to the Wealth Client Segments Control Testing Lead, within...risk(s). + Develops and drives quality-checking routines to ensure compliance with all relevant policies, operating guides, and owned… more
- Berkshire Bank (Boston, MA)
- …$170,031 Location: Hybrid - Boston, MA - 60 State St Purpose/Objective: The VP, Compliance Officer Asset Management will develop, strengthen, and maintain the ... and the Berkshire Banc Investment Services business. The VP, Compliance Officer is also responsible for understanding... Management is monitored on and adheres to. Review compliance testing and perform policy maintenance and… more
- Scotiabank (Houston, TX)
- Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range shown is ... together to drive ambition for every future! **Purpose** The Compliance Officer will operate as a member...are in place as appropriate. + Provide support for Compliance testing , Audits, Regulatory Exams and Inquiries… more
- Scotiabank (New York, NY)
- Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a guideline ... . **What You'll Do** + Acting as a senior compliance officer and Compliance team... compliance -related issues identified in internal audits and Compliance Testing reviews. + Playing a key… more
- First Horizon Bank (Memphis, TN)
- **Description** FHN Financial is seeking an experienced, licensed Compliance Officer to provide primary compliance surveillance, reporting, and guidance for ... broker-dealer and a bank dealer and offer general support to the compliance department including testing and surveillance. **Primary Responsibilities** +… more
- Truist (Atlanta, GA)
- …of America) **Please review the following job description:** The Chief Wholesale Credit Officer (CWCO) is an executive position reporting to the Chief Credit ... Officer (CCO) within Truist's risk management organization. This role...Corporate Investment Banking, Commercial Real Estate, Commercial Banking, and Wealth divisions. ESSENTIAL DUTIES AND RESPONSIBILITIES Following is a… more
- Lockheed Martin (Fort Meade, MD)
- …full lifecycle support including analysis, design, development, integration, testing , procurement, deployment, security, training and sustainment for collection ... and antenna systems\. **Why Join Us:** Your Health, Your Wealth , Your Life Our flexible schedules, competitive pay and...be substituted for a bachelor's degree * DoD 8570\.01\-M compliance with IASAE Level 2 is required CISSP Certification… more
- Scotiabank (Tampa, FL)
- …to results, in an inclusive and high-performing culture. **Director - US Regulatory Compliance Officer - Global Banking & Markets - Tampa, FL** **Global ... results, in an inclusive and high-performing culture. **Purpose** The Compliance Officer will serve as the primary...process for the TAO and GTB business. + Provide Compliance support for Compliance Testing ,… more