- Scotiabank (Dallas, TX)
- Compliance Testing Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 99,790.00 - 190,995.00 _Please ... future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and...and observations into central repository + Prepare and distribute testing reports to senior management detailing review… more
- KeyBank (Amherst, NY)
- …in collaboration with other members of REA team on projects and testing . The Senior Compliance Manager must have in-depth knowledge of wealth and trust ... those to testing , monitoring, issues management, and verification activities. The Senior Compliance Manager must exhibit strong leadership, initiative,… more
- KeyBank (Cleveland, OH)
- …in collaboration with other members of REA team on projects and testing . The Senior Compliance Manager must have a strong understanding of audit and/or ... those to testing , monitoring, issues management, and verification activities. The Senior Compliance Manager must exhibit strong leadership, initiative,… more
- Entergy (New Orleans, LA)
- …not be paid overtime associated with such duties. **Job Segment:** Testing , Compliance , Senior Product Manager , Market Research, Law, Technology, Legal, ... presentations to optimize the utility's product portfolio and ensure compliance with all relevant regulations. **JOB DUTIES/RESPONSIBILITIES** 1. Data Collection… more
- MTA (New York, NY)
- Senior Manager , Inspections & Testing ...liquids and chemicals used by the Operating Departments. The Senior Manager will ensure compliance with ... Relations Date Posted: Sep 25, 2025 Description JOB TITLE: Senior Manager , Inspections & Testing ...materials with state and federal mandates - to ensure compliance with specifications and regulations for the maintenance of… more
- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking an Independent Testing Senior Manager in Independent Testing & Validation (IT&V) as part of Corporate Risk. ... according to standards and other applicable policies. The Independent Testing Senior Manager to manage...in financial industry. + Specialized knowledge or prior regulatory compliance testing or review experience. + Experience… more
- TD Bank (Greenville, SC)
- …rules, and regulations (eg, primarily consumer financial protection laws).** **Duties:** **The Senior Compliance Testing Analyst is responsible for executing ... and regulations (eg, primarily consumer financial protection laws).** **Job Summary:** The Senior Compliance Testing Analyst executes independent testing… more
- American Express (New York, NY)
- …review remediation strategies, plans and actions. Prepare and report updates on transaction testing and identified data risks to senior management. + Stay ... Data Risk Management ("EDRM"), within the Global Risk & Compliance Organization, is the independent risk management function covering...within or throughout its lifecycle. EDRM is hiring a Manager , who will play a pivotal role in setting… more
- BMO Financial Group (Chicago, IL)
- …and stakeholder needs. + Performs and/or effectively challenges monitoring and testing activities to ensure regulatory compliance controls are operating ... group, internal/external stakeholders and trust with regulators. + Analyzes and reports compliance information and testing outcomes to Compliance and… more
- AIG (New York, NY)
- Senior Manager , Compliance Data Analytics & Monitoring Compliance partners with GLCR Data Analytics & Automation (GLCR DAA) to maintain a Testing and ... and potential compliance violations. The role of Senior Manager , Compliance Data Analytics...partner with GLCR DA&A team to deliver the annual Compliance Testing plan, leveraging existing automation platforms:… more