- Fox Rothschild LLP (Princeton, NJ)
- …As a member of the Office of the General Counsel Department, the Conflicts Analyst supports the Firm's critical risk management functions by performing certain ... of the General Counsel for processing new business matters and executing conflicts -of-interest searches. + Identify parties involved in various types of legal… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** We are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This role ... is critical in reviewing, managing and mitigating conflicts of interest across the firm's global business lines....will bring between 5-7 years of specialized experience in conflicts management, with a track record of working on… more
- JPMorgan Chase (New York, NY)
- Join Global Conflicts at JPMC and play a pivotal role...decisive action. As a Vice President in the Global Conflicts team, you will be at the forefront of ... managing and mitigating conflicts of interest within the Commercial & Investment Bank....Responsibilities:** + Review new business opportunities to identify potential conflicts of interest. + Communicate frequently with Global Industry… more
- Robert Half Legal (Dallas, TX)
- Description Intake & Conflicts Coordinator - Direct Hire Opportunity Location: Downtown Dallas (Hybrid) Full-Time | Law Firm | Competitive Salary + Benefits Are you ... detail-oriented and experienced in new business intake and conflicts ? We're partnering with a leading law firm to...leading law firm to find a skilled Intake & Conflicts Coordinator to join their dynamic administrative team. In… more
- Bank of America (New York, NY)
- VP / Director - Business Selection & Conflicts Group New York, New York **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer ... least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/VP Director Business-Selection Conflicts -Group\_25026925) **Job Description:** Bank of America ( www.bankofamerica.com )… more
- TD Bank (New York, NY)
- …our Compliance Control Room. This role is critical in managing and mitigating conflicts of interest across the firm's global business lines. The ideal candidate will ... bring over 10 years of specialized experience in conflicts management, with a proven track record of building...the identification, assessment, and resolution of potential and actual conflicts of interest across TDS Securities with a primary… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …ensure compliance with regulatory requirements and internal policies including potential conflicts of interest. Assess and report on compliance risks, investigate ... address these concerns as well as to resolve any conflicts . + Monitors and keeps up to date with...of:** + Investments and trading, securities industry regulations, and conflicts of interest (all at a level consistent with… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …ensure compliance with regulatory requirements and internal policies, including potential conflicts of interest. Assess and report on compliance risks, investigate ... address these concerns as well as to resolve any conflicts . + Monitors and keeps up to date with...of:** + Investments and trading, securities industry regulations, and conflicts of interest. Familiarity/facility with RJ and its systems… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and provides comprehensive solutions to complex problems. **Functional areas include** Conflicts of Interest: detect and prevent possible employee conflicts ... together with them to address these concerns as well as to resolve any conflicts . * Monitors and keeps up to date with applicable securities/advisory regulations. *… more
- Robert Half Legal (Peabody, MA)
- Description We are looking for a dedicated Conflicts Attorney to join our team in Peabody, Massachusetts. This long-term contract position offers an exciting ... opportunity to work on a wide range of legal matters, including civil litigation and collections management. The role involves close collaboration with internal teams and external counsel to ensure effective case handling and resolution. Responsibilities: *… more