- State of Massachusetts (Boston, MA)
- …The Division of Insurance ("DOI"), an Agency within the Office of Consumer Affairs and Business Regulation, administers the Commonwealth's insurance consumer ... who purchase insurance products. The Division also investigates and responds to consumer inquiries and complaints, enforces state insurance laws and regulations, and… more
- Capital One (Mclean, VA)
- …Accountant (CPA), or Certified Regulatory Compliance Manager (CRCM) + Experience with consumer compliance , privacy and conduct risk management + 15+ years of ... Audit Director, Financial Crimes Compliance **Overview:** Capital One's Audit function is a...Audit team. As a member of the Financial Crimes Compliance (FCC) Audit team, the candidate will focus on… more
- KeyBank (Brooklyn, OH)
- …relevant professional certifications or specialized knowledge in risk management and/or compliance (eg - Certified Fraud Examiner (CFE), Certified Regulatory ... 44144 **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program")… more
- SMBC (Jersey City, NJ)
- …monitoring and testing engagements is essential. **Role Objectives** + Supporting examiner -in-charge of Compliance Monitoring and Testing engagements. + Assists ... range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees… more
- Federal Reserve Bank (Washington, DC)
- …of the Council and member agencies, as identified by the Task Force on Consumer Compliance and the Council. 12. Community Reinvestment Act. The Executive ... Executive Secretary is responsible for facilitating the Council's interagency examiner training program and ensuring it is managed in...member agencies, as identified by the Task Force on Consumer Compliance and the Council. 13. Uniform… more
- Idaho Division of Human Resources (Twin Falls, ID)
- …About the Agency : The Division of Occupational and Professional Licenses provides consumer protection and public safety through its regulation of more than 250,000 ... position is a great opportunity for a professional who's looking to provide consumer protection and public safety for all Idahoans. This position will service the… more
- Bank of America (Charlotte, NC)
- …for leading regulatory exam preparatory activities while also leading the FDIC examiner through our compliance activities associated with FDIC 370. This ... responsibilities include identifying, analyzing, and resolving complex problems, ensuring compliance with policies, and identifying opportunities to improve process… more
- SMBC (Sacramento, CA)
- Join our mission to create a completely new, 100% digital bank that uses consumer feedback to truly meet customers' best interests. Jenius Bank, a division of SMBC ... investigations with a strong emphasis on quality, timeliness, and compliance with regulatory standards. Responsibilities also include drafting Suspicious Activity… more
- Capital One (Mclean, VA)
- …(CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE) + ... + 6+ years of experience in one or more areas of compliance , such as consumer , Anti-Money Laundering (AML), Fraud, brokerage, wealth management, or trust. + 1+… more
- SMBC (Jersey City, NJ)
- …range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees ... of benefits to its employees. **Role Description** This position sits within the Compliance Anti-Fraud Team which is part of the SMBC Compliance department… more