- Banc of California (Santa Ana, CA)
- …of record timely and accurately by management. + Evaluates and monitors compliance with Credit Policies, Standards, and Procedures to ensure proper controls are ... action to ensure timely remediation. + Will act as examiner in charge (EIC) and lead examinations including ...exam report within established guidelines and conducts meeting with Senior Management to present conclusions and findings. + Provides… more
- State of Indiana (Indianapolis, IN)
- …loan review samples consistent with department goals of identifying credit risks. Consumer Credit/Bank Compliance : + Perform various examination duties related ... to regulatory compliance with state and federal consumer credit...Lenders, and Money Transmitter Licensees. + Serve as an Examiner -In-Charge (EIC) to evaluate the degree of compliance… more
- State of Connecticut, Department of Administrative Services (Hartford, CT)
- …employee of the Department of Banking? Are you interested in becoming a Principal Financial Examiner in the Consumer Credit division? If so, we encourage you to ... Principal Financial Examiner Recruitment # 251001-1160AR-001 Location Hartford, CT Date...and investigations of the financial entities regulated by the Consumer Credit division at the Department of Banking. ABOUT… more
- Federal Reserve Bank (Richmond, VA)
- …(assessing a bank's financial performance and risk to the FDIC insurance fund) and consumer compliance (assessing a bank's compliance with consumer ... money can be lent to organizations in need of funding. The Assistant Examiner Internship Program provides a unique experience to explore SRC's supervision business… more
- SMBC (New York, NY)
- …range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees ... before submission + Provide strategic guidance and regular updates to senior management regarding significant matters being handled, including but not limited… more
- KeyBank (Brooklyn, OH)
- …relevant professional certifications or specialized knowledge in risk management and/or compliance (eg - Certified Fraud Examiner (CFE), Certified Regulatory ... 44144 **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program")… more
- Bank of America (Charlotte, NC)
- …for leading regulatory exam preparatory activities while also leading the FDIC examiner through our compliance activities associated with FDIC 370. This ... responsibilities include identifying, analyzing, and resolving complex problems, ensuring compliance with policies, and identifying opportunities to improve process… more
- Citizens (Westwood, MA)
- …exciting new challenges and opportunities to stretch yourself! As the First Line Risk Senior Manager - Consumer Lending - Personal Loans (PERL), you will ... for proactively reviewing, analyzing, and identifying emerging risks, escalating to the Senior Director/Director of First Line Risk where appropriate. You will work… more
- JPMorgan Chase (Wilmington, DE)
- …controls by technical and social engineering attacks, and preparation of deliverables for senior stakeholders + Design and execute testing and simulations - such as ... frameworks to ensure alignment with the firm's strategy and compliance with regulatory requirements + Evaluate controls for effectiveness...technical and fraud subject matter to a wide and senior audience + Ability to analyze and produce reports… more
- New York State Civil Service (New York, NY)
- …not be limited to:* Supervising in house functions related to monitoring compliance with applicable laws and regulations as well as licensing requirements, financial ... State Regulatory Registry on enforcement and legislative matters;* Providing guidance to examiner and clerical support staff in solving problems and coping with… more