- First Horizon Bank (Nashville, TN)
- …will be required up to 50% of the time. + Once fully trained, the Senior Field Examiner can manage their own travel schedules **About Us** First Horizon ... or receiving lines of credits or loans to ensure compliance in lending procedures, assessment of the adequacy and...vendor as needed. For exams with more than one examiner , determine if it is necessary for both examiners… more
- Highmark Health (Austin, TX)
- …+ Certified Public Accountant (CPA) + Certified Internal Auditor (CIA) + Certified Fraud Examiner (CFE) + Certified in Healthcare Compliance (CHC) + Certified ... This job is responsible for planning, designing, implementing, and maintaining the Compliance Program and its related policies to ensure the business acts within… more
- Capital One (New York, NY)
- Senior Audit Manager, Financial Crimes Compliance & AML (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering ... Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner ...years of experience in one or more areas of compliance , such as consumer , Anti-Money Laundering (AML),… more
- Wolters Kluwer (St. Cloud, MN)
- …training services to assist clients in their efforts to meet responsibilities under consumer compliance laws and regulations, including consumer protection ... regulatory agency, or as a consulting firm specializing in financial institution compliance + Demonstrated knowledge of consumer protection laws and regulations,… more
- SMBC (New York, NY)
- …range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees ... before submission + Provide strategic guidance and regular updates to senior management regarding significant matters being handled, including but not limited… more
- JPMorgan Chase (Plano, TX)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more
- American Express (Sandy, UT)
- …frameworks. **Stakeholder Engagement & Communication** + Serve as a liaison between compliance , senior executives, board committees, and external regulators. + ... align with the institution's risk appetite, mitigate the risk of regulatory non- compliance and consumer harm, maintain alignment with peer practices, and… more
- Walmart (Bentonville, AR)
- **Position Summary ** Join the Financial Services Compliance team to be a key leader in the Financial Intelligence Unit (FIU) for the world's largest retailer. The ... AML Investigator, Specialty Compliance and Ethics role is critical to ensure that...Intelligence Unit and mitigate financial risk by conducting quality consumer investigations. **What you'll do ** **The selected hire… more
- SMBC (Jersey City, NJ)
- …accurate and timely execution of all testing deliverables. + Serves as the examiner -in-charge responsible for all facets of compliance testing engagements. + ... range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees… more
- Amalgamated Bank (New York, NY)
- …Socially Responisble Bank! Amalgamated Bank is seeking a Head of Financial Crimes Compliance to oversee all aspects of the bank-wide BSA/AML/OFAC Compliance ... program and to ensure that the Bank is in compliance with state and federal BSA, USA PATRIOT, AML...FRM processes, including: + Commercial Banking Fraud Risk + Consumer Banking Fraud Risk + Trust and Investment Management… more