- KeyBank (Amherst, NY)
- …assignments and in collaboration with other members of REA team on projects and testing . The Senior Compliance Manager must have in-depth knowledge of wealth and ... to testing , monitoring, issues management, and verification activities. The Senior Compliance Manager must exhibit strong leadership, initiative, and agility as… more
- Citigroup (Tampa, FL)
- …+ Work with Management on governance and the facilitation of the execution of the Manager Control Assessment (MCA, ie Risk & Control Self- Assessment ) as ... supports the continual advancement of Citi's risk culture by driving risk and control policy knowledge and technical skills training program. This individual is a… more
- Truist (Charlotte, NC)
- …line functions to influence the industry build of the tech risk functions; 4. Targeted control testing - lead execution of independent second line testing / ... - Develop and maintain effective channels of communication with other BU CROs, control functions, Senior Business Unit (BU) management, as well as regulatory… more
- Allegion (Carmel, IN)
- …Understand and gain exposure to all areas of the audit process including risk assessment , planning, internal controls testing , and reporting. + Develop ... effectiveness of internal controls across global operations and processes. The Senior Auditor will assist with the risk assessment , scoping, planning,… more
- The County of Los Angeles (Los Angeles, CA)
- …pass the assessment will be considered for permanent appointment as Senior Accounting Systems Technician. ABOUT LOS ANGELES COUNTY DEPARTMENT OF HEALTH SERVICES: ... SENIOR ACCOUNTING SYSTEMS TECHNICIAN/EMERGENCY APPOINTMENT HOMELESSNESS Print (https://www.governmentjobs.com/careers/lacounty/jobs/newprint/4827686) Apply … more
- Charles Schwab (Westlake, TX)
- …to improve the efficiency of governance processes, risk management, and internal controls . The Corporate internal audit enterprise team is seeking a Senior ... credit, liquidity, market and operational risk management. The team also performs testing to confirm remediation of audit issues and regulatory issues. The … more
- Santander US (Miami, FL)
- …Process Mapping, Risk & Control Matrices, Inherent Risk Assessments, Internal Control testing and Heracles data/input. Engage and hold Business Line process ... to address root cause and prevent recurrence. + Internal Control Testing : Implement and maintain internal ...part of the following operational risk programs: Risk and Control Self- Assessment (RCSA), Issues Management, Scenario Analysis,… more
- MUFG (Irving, TX)
- …of first- and second-line of defense controls and prepare reviews for senior management detailing assessment of the effectiveness of the Compliance program ... partners to deliver an effective second line of defense testing program that meets senior management and...senior management and regulatory expectations. Reviews will include assessment of the Swap Dealer program, Volcker Rule program,… more
- JPMorgan Chase (Tampa, FL)
- …communicate testing objectives, processes, methodologies, and results to senior management, business control managers, and other relevant functions; ... As a Trade Surveillance Vice President on the Specialized Testing Team within the Compliance, Conduct and Operational Risk...with regulatory requirements and firm policies. + Understanding of control frameworks plus risk assessment analysis. +… more
- Tucson Electric Power (Tucson, AZ)
- …Lead and the Senior Internal Auditor will also document and test controls for compliance with applicable laws and regulations such as Sarbanes-Oxley Act with ... Excellent understanding of concepts related to GAAP and IIA standards and risk assessment . Experience with Sarbanes-Oxley testing and review. Knowledge of RPA,… more
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