- TD Bank (New York, NY)
- …your recruiter who can provide you more specific details for this role. **Job Description:** This Compliance Officer is a key member of the TDS US Compliance ... working with regional testing teams across the globe. This Compliance Officer will also support other aspects...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Knowledge of:** + Concepts, practices, and procedures of securities industry and/or banking compliance . + Rules and regulations of: Securities Exchange ... **Essential Duties and Responsibilities** + Support the Chief Privacy Officer (CPO) to define and achieve the strategic vision...Master's degree preferred. Minimum of ten (10) years of Compliance , Legal, Banking and/or regulatory experience in… more
- FirstBank PR (San Juan, PR)
- … corporate projects, regulatory compliance implementations. . Lead the Compliance Officer 's team to accomplish departmental goals and objectives, while ... must have eight to ten years of experience in a compliance position in the Banking Industry, a regulatory agency or similar experience is required. Expertise… more
- TD Bank (New York, NY)
- …and certain global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $145,000 - $185,000 USD TD is...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is committed to providing fair ... details for this role. **Job Description:** The TDS US Compliance team is looking for Associate candidates to join...**Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual… more
- HCA Healthcare (Dallas, TX)
- …within the division under the direction of the Division Ethics and Compliance Officer as aligned and/or delegated by Corporate Ethics and Compliance ... United Kingdom. We are looking for a Division Director of Ethics and Compliance for our North Texas Division Office team where excellence creates excellence.… more
- Truist (Raleigh, NC)
- …the CDAO and Chief Privacy Officer . c. Review data requirements to enable compliance with Privacy Policy and other similar corporate policies and documents - ... and team. c. Review data requirements to enable compliance with Privacy Policy and other similar corporate...Officer and team. d. Enable the application of corporate strategy, policy, and ethics for all consumers of… more
- American Express (New York, NY)
- …the future of American Express. **Business Unit/Role Specific Information** Global Risk & Compliance (GRC): The Global Risk & Compliance Organization is an ... independent risk management function, led by the Chief Risk Officer , with the objective of ensuring that American Express operates in a safe, sound, and fully… more
- Scotiabank (Dallas, TX)
- …clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking , institutional equity sales, trading and research, fixed ... and services, including personal and commercial banking , wealth management and private banking , corporate and investment banking , and capital markets. At… more
- Scotiabank (Dallas, TX)
- …clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking , institutional equity sales, trading and research, fixed ... and reporting activities within the US and are in compliance with governing regulations, internal policies, and procedures. The...and commercial banking , wealth management and private banking , corporate and investment banking ,… more