- Citizens (San Francisco, CA)
- …broker-dealer offering comprehensive services in M&A advisory, investment banking, corporate finance, equity research, and sales and trading. Job Description ... We are seeking a Compliance Officer for our Fixed Income Sales & Trading...team. Reporting to the Head of Sales & Trading Compliance , this role guides front office staff on regulatory… more
- American Express (Sunrise, FL)
- …of the American Express Global Commercial Services (GCS) Line of Business Compliance Team (LOBCO), primarily supporting business solutions products, credit cards, ... corporate programs, payment and funding products. The successful candidate...The successful candidate will be responsible for providing regulatory compliance oversight and guidance to the GCS marketing and… more
- JPMorgan Chase (Jersey City, NJ)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more
- Pentax Medical (Atlanta, GA)
- …with primary focus on the Americas to manage and enhance an effective corporate compliance program and function and ensure that appropriate compliance ... to the global medical community. Position Opening: Director, Global Compliance Why JOIN Us? We are an established medical...Holiday policy. Want More INFO? The Director , Global Compliance will be a member of the Global … more
- MUFG (San Francisco, CA)
- …and servicing existing portfolio as Marketing Officer ("MO"). 2) Supporting corporate banking business operations and initiating administrative tasks, such as the ... + Collaborate with various internal parties and face customers to conduct daily corporate banking operations, including the boarding of loan and deposit products, in… more
- City National Bank (Los Angeles, CA)
- … corporate , employee benefits, compensation, payroll and legal portfolios. Compliance with various laws, rules, regulation, and other regulatory pronouncements. ... *AUDITOR II- CORPORATE FUNCTIONS* *WHAT IS THE OPPORTUNITY?* The auditor...on routine audit assignments testing internal controls and ensuring compliance with bank policies, procedures, and regulatory requirements. Assigned… more
- M&T Bank (Buffalo, NY)
- …as assigned by the department manager or Leadership Development Manager -MDP. **Department Description:** The ** Corporate Communications Team** serves as the ... vary by department and are assigned by the department manager . The position may be responsible for additional projects...and/or that serve to help the Company be in compliance with laws and regulations that apply to the… more
- WIN Waste Innovations (Portsmouth, NH)
- WIN Waste Innovations is looking for a Safety and Compliance Manager . The Safety and Compliance Manager will be reporting to the Vice President of ... events, calendars, and training for the safety staff and corporate office. + Serves as a backfill for Safety...assets and aids with the handoff to the Safety Manager covering the territory. + Performs other job-related duties… more
- ChenMed (Miami, FL)
- …contracts and instruments. + Ability to independently manage complex regulatory compliance matters which pose significant risk to the organization. + Regularly ... and employment contracts. + Other duties as assigned and modified at manager 's discretion. **KNOWLEDGE, SKILLS AND ABILITIES:** + Specific experience should include… more
- The Walt Disney Company (Santa Monica, CA)
- …404 ITGCs + PII + PCI + ISPS + Collaborate with Enterprise Controls and Compliance (ECC) to scope systems and respective ITGCs. + Perform control health checks and ... products) + Ensure for timely management response of audit findings into our corporate SOCD/SAD. + Oversee ISPS Management Audit coordination and open action plans.… more