- CIBC (New York, NY)
- …CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Capital Markets Compliance Examination Specialist is responsible for the ... execution of the US Compliance Examination Plan established to ensure adherence with broker-dealer...of business, which includes global markets, investment banking and corporate banking services provided through the US broker-dealer, CIBC… more
- Williams Companies (Tulsa, OK)
- …energy happen. And you can too, so bring your energy to ours. The Regulatory Compliance Specialist Sr is responsible for complex regulatory compliance issues ... Assists other staff with the preparation and filing of all required compliance reports. Supports the maintenance of relationships with compliance regulatory… more
- New York State Civil Service (Albany, NY)
- NY HELP No Agency Financial Services, Department of Title Trust Compliance Associate (Financial Services Specialist 4 ( Compliance ), SG-27) Occupational ... the adequacy of policies, procedures and controls, internal audit function, corporate governance and compliance management systems, BSA/AML, systems and… more
- General Atomics (Poway, CA)
- …Atomics Aeronautical Systems (GA-ASI) has an exciting opportunity for a Trade Compliance Classification Specialist to join our International Trade Compliance ... Classification Number (ECCN), and Harmonized Tariff Schedule (HTS) code. The Trade Compliance Classification Specialist will play a critical role in mitigating… more
- Evertec Group, LLC (PR)
- SOX Compliance Specialist Finance & People & Culture Puerto Rico General Responsibilities .Assist with ongoing training for business functions regarding ... internal controls and SOX compliance . Build strong relationships with the SOX team, internal... with the laws, applicable regulations, Code of Ethics, corporate policies and guidelines and rules of conduct. Completes… more
- L3Harris (Salt Lake City, UT)
- …sea and cyber domains in the interest of national security. J ob Title: Sr Specialist , Trade Compliance (EO) Job Code: 26751 Job Location: Salt Lake City, UT ... Job Schedule: 9/80 Job Description: The L3Harris Trade Compliance department is an important piece of the international business segment. As a part of the team,… more
- Medtronic (Mounds View, MN)
- …looking for a detailed, organized, customer-focused Grants & Donations Associate Compliance Specialist for Medtronic's Cardiac Rhythm Management (CRM) business, ... all Smartsheet line items for all HCPs to track compliance steps. + Manage and maintain the HCP database...+ 2+ years of experience in customer-facing position or corporate setting + Experience with Microsoft Office Applications **Nice… more
- Charles Schwab (Lone Tree, CO)
- …status quo" and transform the finance industry together. The Sarbanes-Oxley Compliance Office (SCO) performs risk assessment, scoping, testing, concluding, and ... for the annual assessment of management's Internal Control over Compliance (ICOC) for SEA Rule 17a-5. The SCO supports...with Schwab. The SCO is looking for a Senior Specialist to support the Business Process (BP) portions of… more
- Glenmark Pharmaceuticals Inc., USA (Monroe, NC)
- Quality Compliance Specialist Department: Quality Location: Monroe, NC START YOUR APPLICATION ... pharmaceutical company. POSITION SUMMARY: Under the direction of the Senior Manager, Quality Compliance , the Quality Compliance Specialist is responsible for… more
- Shinda Management Corporation (Queens Village, NY)
- Low Income Housing Tax Credit Compliance Specialist About the Organization For over three decades, SMC has been in the forefront of proven, quality real estate ... affordable housing. Description The duties of the Low Income Housing Tax Credit (LIHTC) Compliance Specialist include but are not limited to the items listed… more