- TD Bank (New York, NY)
- …your recruiter who can provide you more specific details for this role. **Job Description:** This Compliance Officer is a key member of the TDS US Compliance ... working with regional testing teams across the globe. This Compliance Officer will also support other aspects...JD desirable but not required + Knowledge of operations, finance , regulatory reporting, sales and trading, at a global… more
- NJEDA (NJ)
- …Jersey Bar admission desired. + 5-7 years' experience in the management of compliance functions and conducting investigations in a corporate or governmental ... Overview Job Summary Manages the Authority's compliance with the New Jersey Conflict of Interest...Picture and Television Commission). Serves as deputy Ethics Liaison Officer (ELO) to the New Jersey State Ethics Commission… more
- The Salvation Army (West Nyack, NY)
- …to act on their behalf by signing certain documents as a corporate officer . * Review the Property Council, Finance Council and Board of Trustees agenda ... Corporate Processing * Will be designated as a corporate officer of the various corporations and...Consult with external partners and regulatory agencies to supervise corporate compliance and transparency matters as they… more
- WMCHealth (Valhalla, NY)
- …+ Participates with leadership in the development and implementation of the Annual Corporate Compliance Work Plan based on an internal risk assessment and ... Director of Compliance Company: NorthEast Provider Solutions Inc. City/State: Valhalla,...regulations. + Serves as a WMC APS HIPAA Privacy Officer . + Maintains knowledge of current legislation and regulations… more
- WMCHealth (Poughkeepsie, NY)
- …+ Participates with leadership in the development and implementation of the Annual Corporate Compliance Work Plan based on an internal risk assessment and ... Regional Manager, Compliance - ONSITE Company: NorthEast Provider Solutions Inc. City/State:...new regulations. + Serves as a WMC HIPAA Privacy Officer . + Maintains knowledge of current legislation and regulations… more
- Citizens (Iselin, NJ)
- …institutional broker-dealer offering comprehensive services in M&A advisory, investment banking, corporate finance , equity research, and sales and trading. Job ... Description We are seeking a Compliance Officer for our Fixed Income Sales & Trading team. Reporting to the Head of Sales & Trading Compliance , this role… more
- S&P Global (New York, NY)
- … operations run smoothly. The position reports to the Global Chief Matrix Officer for Ratings Compliance & Risk. **Responsibilities and Impact:** **Key ... + Anticipate training needs by monitoring policy changes and coordinating with corporate /divisional training teams to maintain proactive compliance readiness. +… more
- CCSI INC (Norwich, NY)
- …implementation of the Compliance Program under guidance of CCSI Chief Compliance and Privacy Officer . + Develop, execute, maintain and revise policies ... customers with specialized consultation and staffing in areas like Finance , Revenue Cycle Management, Human Resources, and Business Intelligence,...and procedures for general operation of compliance and quality programs and corporate level… more
- City National Bank (Charlotte, NC)
- …related to the bank's Compliance Management System (CMS) for Corporate Functions, including Human Resources, Finance , Risk Management, Technology, ... *BUSINESS CONTROLS LEAD- TECHNOLOGY RISK AND COMPLIANCE * WHAT IS THE OPPORTUNITY? This position will...with the City National Bank's ("CNB") and Business Control Officer ("BCO") and Senior Business Control Manager for Risk… more
- Prime Therapeutics (Des Moines, IA)
- …corrective action plans for the Chief Compliance Officer 's reporting to the Corporate Compliance Committee (CCC) and Finance , Compliance & Audit ... fuels our passion and drives every decision we make. **Job Posting Title** Compliance Analyst Principal (Performance and Oversight) - Remote **Job Description** The … more