- Citigroup (Irving, TX)
- …**Qualifications:** Must Have + 5-10 years of experience in credit analysis, corporate finance , banking in particular with classified, stressed, distressed ... analytical role responsible for the preparation of financial analysis and corporate valuations which are the supporting analysis for provisions affecting Citi's… more
- SMBC (Jersey City, NJ)
- …Program Manager will join the Compliance Administrative Office supporting the Chief Compliance Officer (CCO) for the Americas Division, playing a key role in ... to gain insights across the three pillars of SMBC's Compliance Program: Corporate Compliance , Central.... **Role Objectives** + Provide support to the Chief Compliance Officer in managing departmental strategic initiatives.… more
- Berkshire Bank (Boston, MA)
- …$170,031 Location: Hybrid - Boston, MA - 60 State St Purpose/Objective: The VP, Compliance Officer Asset Management will develop, strengthen, and maintain the ... (Trust department) business and the Berkshire Banc Investment Services business. The VP, Compliance Officer is also responsible for understanding and advising on… more
- BJC HealthCare (St. Louis, MO)
- … & Planning committees of the BJC Board 6. Work closely with Hospital and Corporate finance teams to support forecasting and budgeting based on the actual ... work experience) **Additional Information About the Role** **Chief Accounting Officer for BJC Health System** As a member of...grants. + Serve on various committees as the BJC Corporate Finance Representative and service on various… more
- SMBC (New York, NY)
- …the management of compliance risk. Advisory is represented by the Chief Compliance Officer as either a member or observer of various committees such ... services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and...regulators such as FINRA, NFA, CFTC and FRB. The Compliance Officer role may manage a coverage… more
- SMBC (Jersey City, NJ)
- …of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all components of ... of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to join the CIB Fixed Income Business Aligned Compliance Team. This role within ... Trading Compliance Team is a Business Aligned Compliance Officer (BACO) who will serve as...following Lines of Business within the Markets Division: Credit ( Corporate Bonds, Loan and Distressed, Credit Derivatives), Rates (Primary… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business units in ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $125,000 - $140,000 USD TD is...team with focus on the fixed income and municipal finance sales and trading business lines including developing a… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US ... working with regional testing teams across the globe. This Compliance Officer will also support other aspects...JD desirable but not required + Knowledge of operations, finance , regulatory reporting, sales and trading, and applicable rules… more