- Fifth Third Bank, NA (Cincinnati, OH)
- …logical and critical thought processes when developing and recommending solutions. #LI-GM1 Compliance Officer II- Newline LOCATION -- Cincinnati, Ohio 45227 ... Lending, etc.) and the execution of procedures to evaluate the Bancorp's compliance with laws, regulations and industry standards. Develops and executes strategies… more
- First Horizon Bank (Memphis, TN)
- **Description** FHN Financial is seeking an experienced, licensed Compliance Officer to provide primary compliance surveillance, reporting, and guidance for ... and a bank dealer and offer general support to the compliance department including testing and surveillance. **Primary Responsibilities** + Implement policies… more
- Marex (New York, NY)
- …For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide ... compliance advisory services primarily for Fixed Income securities, including corporate bonds, convertible bonds, agency bonds, municipal bonds, and US Treasuries… more
- Marex (New York, NY)
- …visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is recruiting for a Surveillance Compliance officer to join their team in New York. The role ... and venues with an opportunity to gain exposure to a wider range of compliance activities at a market-leading firm. Marex has unique access across markets with… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $140,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business...**Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual… more
- Bank of America (Providence, RI)
- … Corporate , Commercial, Middle Market, Business Banking, Healthcare, Leveraged Finance , and Global Corporate Aircraft portfolio. Management and monitoring ... **Required Qualifications:** + 5+ years experience as a credit officer in the commercial banking, leasing, or finance...in High Net Worth Underwriting + Prior experience in Corporate Aircraft Finance + Proficient in Moody's… more
- Shuvel Digital (Washington, DC)
- …the financial health and sustainability of the organization. REPORTS TO: Chief Executive Officer (CEO) SUPERVISES: Director of Finance and Financial Planning & ... (Wacif) seeks a dynamic and experienced full-time Chief Financial Officer (CFO) to join our team. As a vital...People Management + Set clear and achievable goals for Finance team and regularly monitor progress towards those goals;… more
- City National Bank (Beverly Hills, CA)
- *CREDIT OFFICER LEAD - Entertainment Banking * *Hybrid Schedule, Beverly Hills, CA. * *WHAT IS THE OPPORTUNITY?* The Credit Officer Lead will provide leadership ... credit and loan underwriting expertise to the cash flow lending/leveraged finance group within Entertainment Banking (EB), support partnerships with EB C&I's… more
- Sinclair Broadcast Group (Hunt Valley, MD)
- …enhancements in investor relations, capital markets activities, and financial planning. + ** Corporate Finance Management:** Oversee comprehensive corporate ... and influence, we are seeking a visionary **Chief Financial Officer (CFO)** to join our executive leadership team and...while upholding our commitment to fiscal accountability and regulatory compliance . Our retiring CFO leaves behind a legacy of… more
- e CancerCare (Nashville, TN)
- …with corporate policies and procedures in relation to regulatory compliance and risk management practices. Duties: . Demonstrated current knowledge of business ... activities, providing analysis and support of the company's and programs compliance activities, and day-to-day administration of compliance issues. Works… more