- Wells Fargo (Charlotte, NC)
- …securities transactions, cash transactions and loans. The team also manages the risk , regulatory compliance , and client service associated with these ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- TIAA (Memphis, TN)
- …corporate law, real estate, tax, business litigation, transactions/anti-trust, compliance , intellectual property, employment/labor, corporate governance, and ... corporate law, real estate, tax, business litigation, transactions/anti-trust, compliance , intellectual property, employment/labor, corporate governance, and… more
- Comerica (Houston, TX)
- …tight deadlines and expectations, while ensuring the bank does not commit to lending millions of dollars until the approved legal, credit and regulatory conditions ... met. The scope of responsibilities includes data accuracy, pre-closing regulatory compliance , credit approval compliance , due diligence completion, post-closing… more
- City National Bank (Los Angeles, CA)
- …strategically to guide the Private Bank management team on client servicing, operational risk management and compliance matters. Works with the management team ... the Private Bank units in all matters affecting operations, risk management and regulatory compliance , including the...in colleague counseling as appropriate. * Works with Audit, Corporate Security, Compliance and other support units,… more
- Citigroup (Charlotte, NC)
- …includes large complex syndicated and bilateral loans covering but not limited to corporate , commercial, real estate, structured lending and trade. + Assist with ... each of the originating and coverage business lines, credit risk , operations, legal, etc. + Ensure that quality of...with various stakeholders + Understanding and awareness of appropriate corporate and regulatory policies in relation to Lending… more
- Canandaigua National Bank & Trust (Syracuse, NY)
- …negotiating, underwriting, and coordinating the closing of residential mortgage loans in compliance with the Canandaigua Mortgage Company's lending policies and ... negotiating, underwriting, and coordinating the closing of residential mortgage loans in compliance with the Canandaigua Mortgage Company's lending policies and… more
- Banc of California (Santa Ana, CA)
- …to obtain due diligence information needed to underwrite the credit request, perform risk rating reviews, and/or monitor covenant compliance and ticklers. + ... clients and prospects. Monitors assigned credit relationships for covenant compliance , collateral monitoring, and credit deterioration, as applicable. Conduct annual… more
- HSBC (New York, NY)
- …and Lending activities across various client segments (eg, large corporate , international middle market, global network banking, etc.) -Global Payment Solutions, ... of business (asset classes) and support functions (market risk , liquidity risk , finance, operations, surveillance, regulatory compliance , etc) + Exhibit… more
- Columbia Bank (Henderson, NV)
- …commercial appraisal and evaluation reviews to be utilized in the bank's credit lending and/or portfolio management decisions. + Assures compliance with Fair ... and non-complex commercial valuation products delivered to the bank to ensure compliance with USPAP, FIRREA, IAEG, and Columbia Bank policy. Communicates with… more
- Wells Fargo (Los Angeles, CA)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more