- JPMorgan Chase (Chicago, IL)
- …contribution requests. + ** Risk Mitigation and Conflict Resolution:** Mitigate risk by properly evaluating and monitoring compliance and reporting, including ... frequently paired with other business lines within the CIB, including affordable housing lending , new market tax credits, among others. As a successful candidate you… more
- JPMorgan Chase (New York, NY)
- …maintaining up-to-date knowledge of market trends, trading regulations, and ensuring compliance with company policies and industry standards. + Prepare and analyze ... needs. + Serve as primary Middle Office contact supporting all structured lending transactions entered into by the Portfolio Financing desk + Coordinate… more
- City National Bank (Long Beach, CA)
- …related to new accounts, including account maintenance, service requests, and risk management. Responsible for appropriately profiling clients during the new account ... in an effective and professional manner with all levels of Bank personnel, corporate and bank clients demonstrating commitment to quality client service. * Ensures… more
- City National Bank (Sun Valley, CA)
- …related to new accounts, including account maintenance, service requests, and risk management. Responsible for appropriately profiling clients during the new account ... an effective and professional manner with all levels of Bank personnel, corporate and bank clients demonstrating commitment to quality client service. * Represents… more
- Experian (Costa Mesa, CA)
- …against common flaws (eg, OWASP Top 10) and report senior management. + Work with Risk & Compliance teams on audits (eg, SOC 2, PCI-DSS, HIPAA) and recommend ... and businesses around the world. We help to redefine lending practices, uncover and prevent fraud, simplify healthcare, create...a team of 22,500 people across 32 countries. Our corporate headquarters are in Dublin, Ireland. Learn more at… more
- SMBC (New York, NY)
- …to the Banks and Broker Dealer clients + Knowledge of general elements of credit risk as well as legal/ compliance related to Bank and Broker Dealers + Excellent ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- Eastern Bank (Cambridge, MA)
- …(ie corporate resolutions, business customer profiles, businesses designated as high- risk , etc.) to ensure adherence to bank policies and procedures Incumbents ... cash vault and ATM management, managing negotiable instruments, adhering to compliance and security requirements, routine cash drawer audits, executing on quality… more
- Capital One (Richmond, VA)
- …Lead the team to address internal audit reviews, regulatory exams and SOX compliance + Implement appropriate risk management of processes, procedures and ... supports all of Capital One's worldwide financial activities, including corporate -level financial reporting, internal control, inter-company and tax activities.… more
- Eastern Bank (Danvers, MA)
- …(ie corporate resolutions, business customer profiles, businesses designated as high- risk , etc.) to ensure adherence to bank policies and procedures Incumbents ... cash vault and ATM management, managing negotiable instruments, adhering to compliance and security requirements, routine cash drawer audits, executing on quality… more
- Banc of California (Menlo Park, CA)
- …and closing credit requests with limited assistance or counsel. + Adhere to all corporate compliance and regulatory needs including but not limited to all ... and non-interest income, all while effectively managing the credit risk of both new and recently boarded credits. +...compliance training, Reg B, NOD, CDD, etc. + Assist… more