- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management… more
- JPMorgan Chase (New York, NY)
- …manage escalations, drive remediation, and validate controls while engaging closely with operational risk , compliance, audit, and business leaders. Through your ... and change management protocols. + Engage with control colleagues, business executives, operational risk , compliance, audit, and technology teams to ensure… more
- JPMorgan Chase (Jersey City, NJ)
- …accountability model with the business executives that promotes early compliance and operational risk identification and assessment, effective design and testing ... of controls and sustainable solutions to mitigate compliance and operational risk . As a Control Manager -...small businesses and many of the world's most prominent corporate , institutional and government clients under the JP Morgan… more
- Scotiabank (New York, NY)
- …all non-financial risks such as Cyber Risk , Availability, Resiliency Risks and Operational Risk ) related controls and processes and ensure they are ... implementation of, and compliance to, established IT Standard, Policies, Procedures, regulatory, operational risk and cyber risk requirements through active… more
- TD Bank (New York, NY)
- …appropriate stakeholders on a range of finance accounting / reporting or operational processes + Apply understanding of respective business strategies to produce ... or Specialized Finance teams to provide input and feedback on enhancing operational activities s (eg report production, system queries, process mapping, specialized… more
- City National Bank (Los Angeles, CA)
- …act strategically to guide the Private Bank management team on client servicing, operational risk management and compliance matters. Works with the management ... operational performance and integrity and mitigation of operational risk . * Acts as a conduit...in colleague counseling as appropriate. * Works with Audit, Corporate Security, Compliance and other support units, coordinating the… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... Strategy Consultant, Senior Assistant Vice President (Senior Business Execution Consultant) in Corporate & Investment Banking as part of the Chief Operations Office… more
- Wells Fargo (Minneapolis, MN)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... **Job Description Summary** Wells Fargo recently outsourced most of the Corporate Real Estate functions. The Corporate Real Estate Finance Team needs to re-build… more
- Charles Schwab (Westlake, TX)
- … Management audits cover areas such as compliance, credit, liquidity, market and operational risk management. The team also performs testing to confirm ... trade monitoring solutions; and (vi) middle and back office operational functions. + Bank + The Bank Internal Audit...that service clients. Bank audits cover areas such as corporate governance and risk management programs, as… more
- MTA (New York, NY)
- …safety for MTA's business in all areas that utilize technology ( Corporate , Customer Facing and Informational, Fare Payment/PCI, Operational Technologies, ... products developed are coded securely and consistently. These products enhance internal corporate and operational capability and provide external customers with… more