- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... within the Funding Operations team as a part of Corporate Investment Banking Operations. Learn more about the career...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational ,… more
- Scotiabank (Dallas, TX)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management… more
- American Express (New York, NY)
- …from diverse backgrounds including internal controls, regulatory compliance, financial accounting, operational risk , technology, and data analytics. Most IAG ... audit procedures and continuous monitoring. + Build strong relationships with Finance, Corporate Planning, and Risk leadership. Demonstrate a deep understanding… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management… more
- Tompkins Community Bank (Ithaca, NY)
- …strategy. Reporting to the CFO, this position oversees treasury operations, financial risk management, investments, and financial planning and analysis. The role is ... leading financial stress testing. It also supports pricing strategies, risk management (including insurance procurement), and provides strategic financial insights… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management… more
- Texas Health Resources (Arlington, TX)
- …venture hospitals. **Essential Functions:** . Executive oversight of organizational and operational risk assessments across all appropriate THR channels, ... . Build the appropriate analytics, assessment, and surveillance platform for successful risk reduction programs and to transform reactive operational programs… more
- JPMorgan Chase (Jersey City, NJ)
- …+ Drive the CORE strategy and uplift controls globally, supporting the firm's operational risk self-assessment reporting process. + Coordinate and engage in ... with the Liquidity & Account Solutions business to assess operational risks for existing and new products and implement...+ Lead the end-to-end system of controls to mitigate risk through engagement, thematic reviews, and risk … more
- Truist (Atlanta, GA)
- …new and existing clients of Real Estate Investment Banking and Real Estate Corporate Banking. Applies strong risk disciplines and thought leadership by ensuring ... of credit products for clients of the Real Estate Corporate Banking team. 2. Promote sound risk ...by ensuring compliance with Bank policies for credit, underwriting, operational , regulatory, tax, legal procedures and policies. 3. Implement… more
- Scotiabank (New York, NY)
- …funding, risk management, legal, compliance, client management/onboarding and all operational pieces. Analyze US Corporate clients' capital and financial ... US Equity Derivatives in New York, NY to be responsible for all aspects of the US Corporate Equity Derivative book, including sales, structuring, pricing, execution,… more