- JPMorgan Chase (New York, NY)
- …with functional leads to identify risks and perform ongoing monitoring of the operational risk and control environment. **Job Responsibilities:** + Assess ... identify operational risks. + Develop and maintain operational risk policies and procedures. + Monitor...small businesses and many of the world's most prominent corporate , institutional and government clients under the JP Morgan… more
- Scotiabank (Dallas, TX)
- …Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development ... Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products,… more
- TD Bank (Newark, NJ)
- … efficiency and excellence to ensure consistent and reliable execution, reduced operational risk , and lower operating costs + Delivers consistent and ... of HR/employment matters. **Depth & Scope:** + Executes on the employment risk strategy set by Employee Relations to ensure ongoing compliance with internal/external… more
- M&T Bank (Wilmington, DE)
- …(IS) division offers trust, agency, and collateral management services for various corporate and capital market transactions in US and Europe to institutional ... You will work closely with business line leaders, technology, operations, risk and compliance teams to deliver modern, client-focused solutions that enhance… more
- TD Bank (New York, NY)
- …documenting tax positions for audit preparedness + Providing tax counsel to the corporate tax compliance and tax audit functions + Monitoring and assessing the ... regulatory activity, and tax guidance + Advising on the tax aspects of corporate development projects and collaborating with external tax advisors ( _e.g._ , M&A)… more
- USAA (Tampa, FL)
- …operation to deliver business results at scale. Responsible and accountable for the operational execution of the member experience in claims. Creates and delivers a ... strategic focus on world class member experience and operational results. Collaborates across Operations and other business lines to ensure delivery of the USAA… more
- Scotiabank (Dallas, TX)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management… more
- BMO Financial Group (New York, NY)
- …operational issues. + Understands the complexity of transactions and related risk (credit, market, operational , legal / compliance, etc.). + Helps ... Capital Markets is a leading, full-service financial services provider. We offer corporate and investment banking, treasury management, as well as research and… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... conduct risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management… more