- TD Bank (Mount Laurel, NJ)
- … Management team is responsible for overseeing fraud** **, insider and conduct** ** risk management across TD's corporate functions and business units.** The ... appetite + Ensures employees are knowledgeable and assumes responsibility to minimize operational and regulatory risk by complying with Bank and industry Code… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... Associate Director, US Corporate Banking Origination, (Consumer, Industrial, Retail) **Requisition ID:**..., including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance … more
- UGI Corporation (King Of Prussia, PA)
- …the VP Global Risk and Compliance, the UGI Executive Leadership Team, the Corporate Risk Committee and the Board. Essential Functions: Strategic Risk ... , regulatory, and strategic risk , and aligning risk management practices with corporate objectives. This...with emerging risks. + Expertise in regulatory compliance, financial risk analysis, and operational risk … more
- Cleco (Pineville, LA)
- …explained in a manner tailored to the audience + Contribute to routine operational analyses, special projects, and corporate modeling + Collaborate with other ... at Cleco where we're Energizing Your Tomorrow._** The **Financial Analyst II - Corporate Analytics & Credit** is a professional with a working knowledge of and… more
- Santander US (Boston, MA)
- …and positions in the risks system. * Monitor the information obtained from corporate risk system on daily basis through updating the corresponding Excel ... the decision-making process of senior management, Auditor and Financial Risk at corporate and local level. *...by recording the events of not agreement, in the Operational Risk dashboard in order to inform… more
- Santander US (Miami, FL)
- …RCSA leads. *Issue and Event Management : Log, track, and support remediation of operational risk events, near misses and financial losses. Assist in deployment ... business line by driving business unit adherence with applicable risk frameworks, Corporate /Business Line policies and standards....delivery of risk training materials for key Operational Risk , Enterprise Risk and… more
- SMBC (New York, NY)
- …Stakeholder Engagement: Collaborate with internal teams, including credit risk , liquidity risk , operational risk , market risk , and sustainability ... corporate functions, eg regulatory reporting, legal, compliance, sustainability, risk verticals, to prepare climate-related financial risk reporting and… more
- TD Bank (Mount Laurel, NJ)
- …and manage these risks + Establishes and provides on-going analysis and reporting on operational risk and/or other major risk categories as applicable to ... manage key issues + Coordinates and/or guides activities relating to core operational risk disciplines/programs including, Risk & Control Self-Assessment,… more
- Fannie Mae (Washington, DC)
- … Risk , HR, and Business Leadership-to establish frameworks for governance, risk management, compliance, and operational excellence in end-user services and ... responsible for ensuring that technology, processes, and policies align with corporate objectives, compliance requirements, and best practices while enabling a… more
- Wells Fargo (San Francisco, CA)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... a focus on complex trading and derivatives agreements across Commodities and Corporate counterparties. This role is pivotal in driving the negotiation and execution… more