- Scotiabank (Dallas, TX)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and..., including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance … more
- JE Dunn Construction Company (Kansas City, MO)
- …Contributes to corporate planning, budgeting and issue resolution + Develops business plans and makes operational decisions in light of broader financial ... to improve efficiency and implement best practices by serving as a business advisor throughout the organization. All activities will be performed in support… more
- Bank of America (Addison, TX)
- …growth for the business and our Clients. We focus on minimizing risk and promoting a positive Client experience. Teams interface daily with Financial Advisors, ... which may carry medium to high levels of monetary risk and assisting in training less experienced team members.**...Investment Managers and Internal and External Business partners to provide all manners of … more
- JPMorgan Chase (Jersey City, NJ)
- …in partnership with Control Management and Business teams as needed (Qualitative Operational Risk Assessments (QORA), Compliance and Operational Risk ... of the three lines of defense in banking institutions: Compliance, Conduct, and Operational Risk Frameworks + Proficient in Microsoft Office Suite (Word, Excel,… more
- JPMorgan Chase (Newark, DE)
- …audit, regulators, and technology control functions + Act as point of expertise for Operational risk , advising business partners and other functional groups, ... design, create and evaluate Control & Operational Risk Evaluations (CORE) in conjunction with business ...small businesses and many of the world's most prominent corporate , institutional and government clients under the JP Morgan… more
- Cleco (Pineville, LA)
- …in the business environment, technology, and threats to effectively mitigate and manage risk to the business . + Collaborates across the business to ... review for cybersecurity policy and standard alignment. + Collaborates across the business to identify areas of potential cybersecurity risk , including… more
- TD Bank (Charlotte, NC)
- …candidate is willing to work hands-on to drive key initiatives across compliance, operational risk management, and audit functions, works well in a team ... Assessment + Serve as the lead liaison with first-line business risk owners and compliance oversight functions...7+ years of compliance risk management, enterprise risk management, operational risk management,… more
- KeyBank (NY)
- …foster a risk culture, and effectively adjust tactics to ensure compliance with corporate risk appetite and risk thresholds. Stay abreast of risk ... is a primary success factor. A very solid understanding of AML operational processes is critical for success. **ESSENTIAL JOB FUNCTIONS** Provide direction and… more
- HCA Healthcare (Nashville, TN)
- …with key stakeholders to help accomplish IPS objectives. + Lead their IPS risk management program, using corporate -provided tools and templates, to assure the ... assigned area of responsibility, including: driving consistency and visibility of risk management activities; working with key stakeholders to protect patients and… more
- Wells Fargo (Los Angeles, CA)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... product or specialty, with a particular focus on growing mid- corporate and Corporate & Investment Banking relationships... identification and escalation, as well as making sound risk decisions commensurate with the business unit's… more