- Marex (New York, NY)
- …under the SEC, FINRA, NFA, CFTC and other applicable exchanges. + Adhere to the operational risk framework for your role ensuring that all regulatory or company ... reporting and analysis. The Product Controller will act as a trusted business partner, this role will involve collaborating closely with various business… more
- City National Bank (Newport Beach, CA)
- …example & foster a proactive business development culture within the branch. * Business & Risk Management - remain updated on CNB's policies and procedures & ... OPPORTUNITY? Responsible for managing a portfolio of personal & business clients and hold responsibility for the overall success...coaching and ensuring the branch maintains high standards for risk and compliance, as well as contribute to the… more
- Aegon Asset Management (Cedar Rapids, IA)
- … Corporate , which includes Finance, People and Places, General Counsel, Risk , Internal Audit, Strategy and Development, and Corporate Affairs, which covers ... modeling, including experience studies in support of assumptions. + Works with the business unit pricing team to ensure the pricing process and assumptions are… more
- TD Bank (New York, NY)
- … risk & compliance culture within Compliance and across the firm. With the business and other Risk partners, promote a strong governance & control environment ... providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory risk . **Depth &… more
- USAA (Plano, TX)
- …We do this by upholding the highest standards and ensuring that our corporate business activities and individual employee conduct reflect good judgment and ... - AML** you'll provide governance, quality, integrity and timeliness of operational data for the association. This role establishes and implements enterprise… more
- Eversource Energy (Westwood, MA)
- …and group facilitation\. + Must understand / apply project controls, finance/accounting, business , risk and project management processes\. + Knowledge of project ... Key Project Indicators \(KPI's\) for progress measurement, schedule performance, risk management, project productivity, contract change order management, contract… more
- Deloitte (Miami, FL)
- …strategy and key business capabilities + Facilitate teams identifying gaps and risk associated with IT enablement, IT maturity and IT technical debt and provide ... on-time, quality delivery of work products; manage engagement economics; manage engagement risk + Participate in Business Development, develop and maintain… more
- Citigroup (Irving, TX)
- …Leverage data profiling and predictive modeling to forecast trends, rules refinement, and risk factors that could potentially impact the business + Stay abreast ... leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides consumers,… more
- Wellington (Boston, MA)
- …the Code of Ethics program + Collaborating with EMEA and APAC compliance colleagues, Operational Risk , and Internal Audit to drive coordinated outcomes in the ... Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60...plus + Minimum 3-5 years of experience with compliance, operational or business controls for an investment… more
- Citigroup (Jersey City, NJ)
- …agencies. + Drive strategic initiatives to improve process efficiency, reduce operational risk , and enhance client satisfaction. **Qualifications:** + 5-10 ... reconciliation, transaction processing, and issue resolution related to complex voluntary corporate action events and other asset servicing functions. The ideal… more