- TD Bank (New York, NY)
- …firm's FCRM program and plays a key role within US FCRM TDS Business Oversight . **Primary duties include:** + Demonstrate governance, control and risk management ... Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight , TD Securities, US **Position Summary** The US FCRM TDS Business… more
- TD Bank (New York, NY)
- …firm's FCRM program and plays a key role within US FCRM TDS Business Oversight . **Primary duties include:** + Demonstrate governance, control and risk management ... issues + Actively manages relationships within and across various business lines, corporate and/or control functions and ensures alignment with enterprise and/or… more
- City National Bank (Charlotte, NC)
- …assigned coverage areas to ensure operational risk exposures associated with known control deficiencies are addressed. This includes providing oversight and ... *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER II- Payment Systems* WHAT IS THE...operational risk programs executed by assigned 1LOD business or corporate unit(s), related to Payment Systems, including Risk and… more
- City National Bank (San Francisco, CA)
- *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Entertainment & Sports Banking, Private Banking and Wealth Management* WHAT IS THE OPPORTUNITY? Operational Risk ... Management (ORM) is responsible for providing independent and objective oversight of the management of risks arising from City National Bank's business processes,… more
- BMO Financial Group (Minneapolis, MN)
- …to ensure business unit employees fully understand requirements. + Provides quality control for investigations, self-reports, examinations and independent ... Issues Oversight and Testing, this risk professional will lead risk & control testing, audit oversight , and issues management (including control gap… more
- Cleveland Clinic (Beachwood, OH)
- …the world. The Export Control Officer is responsible for the maintenance and oversight of the Enterprise Export Control Compliance Program. In this role, you ... cross-functional system designed to ensure compliance with applicable Export Control and Research Security regulations. Using your expertise in business… more
- Santander US (Boston, MA)
- Sr. Analyst, Liquidity Risk Oversight Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the financial ... **The Difference You Make:** The Sr. Analyst, Liquidity Risk Oversight calculates, analyzes and monitors the metrics obtained from...process of senior management, Auditor and Financial Risk at corporate and local level. * Works on production and… more
- Truist (Raleigh, NC)
- …program. 8. Support and contribute to the execution of ongoing monitoring and quality assurance/ control activities of the processes and functions performed by ... job description:** Provide coordination, effective challenge and robust independent oversight of policies, limits, and committees to drive effective governance… more
- TD Bank (Fort Lauderdale, FL)
- …strategies to achieve recommendations + Leads relationships with business lines / corporate and/or control functions to ensure alignment with enterprise and/or ... FCRM compliance professionals, interacting with key stakeholders + Provides governance oversight through management of the policy and training exemption governance… more
- Aegon Asset Management (Denver, CO)
- …life, and variable and fixed annuities. These are supported by Transamerica Corporate , which includes Finance, People and Places, General Counsel, Risk, Internal ... Audit, Strategy and Development, and Corporate Affairs, which covers Communications, Brand, and Government and...role needs a combination of technical hands-on skills and oversight experience to be able to influence the outcome… more