- M&T Bank (Baltimore, MD)
- …issues, including remediation plans. Develop and oversee the process for identifying and reporting risk events and losses in a timely manner. Appropriately ... risk and control topics impacting the Institutional Broker-Dealer, Corporate Securities Underwriting, and Syndications/ Participations. **Primary Responsibilities:** +… more
- BMO Financial Group (Chicago, IL)
- …the monitoring, measurement & reporting on the status of the operational risk governance program to internal & external stakeholders. + Leads the management ... regulatory directives and guidance. + Builds effective relationships with internal/ external stakeholders eg business stakeholders and Corporate Support… more
- Tucson Electric Power (Tucson, AZ)
- …auditors, consultants, and other key stakeholders to coordinate internal and external compliance-related investigations, as applicable + Addressing risk factors ... ** Corporate Compliance and Ethics Specialist I, II or...matters. Maintains records, conducts analysis, employs metrics and generates reporting related to various aspects of Program functions. Assists… more
- TD Bank (New York, NY)
- …related to maintaining and monitoring sound internal controls over financial reporting , disclosure and other financial and operational processes in support of ... TD Securities' business objectives. To ensure the accuracy, valuation, and reporting of financial instruments for financial accounting purposes, the successful… more
- TD Bank (Mount Laurel, NJ)
- …certification and/or + 5+ years relevant experience + Proficient knowledge of risk management, programs, policies, practices & reporting for business supported ... ensures key risks are aggregated/escalated to appropriate areas + Supports ongoing risk measurement activities by acquiring, analyzing and reporting business… more
- Highmark Health (Austin, TX)
- …but not limited to internal and external audit progress, recurring risk and compliance reporting , mandated training, investigations, and the impacts of ... prepares reports for senior management and Board of Directors as needed. Ensure reporting obligations are met.Participates on various risk committees and may… more
- JPMorgan Chase (Jersey City, NJ)
- …Product Owners, Business Control Managers, and Regulators, you will contribute to the reporting of a comprehensive view of technology risk posture and its ... attestation reports are delivered to thousands of the firm's corporate clients and key regulators of the firm's standards....rigor + Proficient knowledge and expertise in data security, risk assessment & reporting , control evaluation, design,… more
- TD Bank (New York, NY)
- …GAML teams ensure that Business Lines' AML/ATF program activities align with TD's corporate risk philosophy and strategic direction. **Depth & Scope:** + Helps ... more specific details for this role. **Job Description:** **Position:** Director, Corporate & Investment Banking Oversight, US FCRM TDS Business Oversight **Reports… more
- TD Bank (Greenville, SC)
- …regulatory compliance controls, processes, and implementation of Compliance programs to mitigate risk . US COC oversees a corporate oversight compliance risk ... approval) of all functions and accountabilities related to management reporting and analysis + Manages high risk ...the prompt and thorough resolution of escalated non-standard, high risk issues + Conducts internal and external … more
- FirstBank PR (San Juan, PR)
- …issue management and transformation projects that support the advancement of the Bank's corporate risk assessment. + Assist the Internal Controls and Model ... Overview Oversee the implementation of a centralized issue management program to streamline risk identification and resolution at the corporate level. Lead the… more