- Raymond James Financial, Inc. (Memphis, TN)
- …work 3 days a week at one of our Memphis, TN, or Saint Petersburg, FL, corporate offices._ As part of the AMS Trading team, the Portfolio Reviewer II role uses ... of managed account practices. + Principles of banking and finance and securities industry trading and operations. + Financial markets and investment products and… more
- Raymond James Financial, Inc. (Green Bay, WI)
- …opportunities to maximize returns. + Reviews, assesses and responds to all corporate action items and client account alerts. + Prepares financial reports, ... and methods. + Investment concepts, practices and procedures used in the securities industry. + Financial markets, products and industry regulations. + Trading… more
- MUFG (New York, NY)
- …of work experience within a financial institution. A solid understanding of corporate finance, accounting, trade finance products (eg letter of credit, receivable ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- JPMorgan Chase (New York, NY)
- …+ Adhere to internal and external policies and procedures regarding securities transactions and code of conduct **Required Qualifications, Capabilities, and Skills** ... millions of consumers, small businesses and many of the world's most prominent corporate , institutional and government clients under the JP Morgan and Chase brands.… more
- Janus Henderson Investors (New York, NY)
- …family services + Complimentary subscription to Headspace - the mindfulness app + Corporate membership to ClassPass and other health and well-being benefits + Unique ... of our Investment Advisory Code of Ethics related to personal securities activities and other disclosure and certification requirements, including past political… more
- Robert Half Legal (Denver, CO)
- … Attorney Our client, a leading downtown law firm is seeking a seasoned corporate associate attorney to join our dynamic corporate department. This ... success. The ideal candidate will have 4 plus years of experience in corporate /business transactional law, either in a law firm or in-house. We value candidates… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- Broadridge Financial Solutions (Edgewood, NY)
- …years of experience in financial services at large Broker Dealer. + Securities class action experience a plus. + Significant project management, client management ... skills a plus, including ability to speak at conferences. + Experience with securities trading including equity, debt, and derivative securities . + Detail… more
- Columbia Bank (Greenwood Village, CO)
- …daily business processing to include department mail & processing checks and securities . + Maintain client and mailing database. Update Financial Advisor's calendar. ... expert. + Actively learns, demonstrates, and fosters the Columbia corporate culture in all actions and words. + Takes...You:** + Bachelor's degree or equivalent experience + Minimum securities licensing of Series 7 & 63 + A… more
- American Water (Camden, NJ)
- …(including CCGP Certification) * Minimum of eight years of relevant experience in SEC/ securities , corporate governance, and corporate secretary * Working ... will report to the Vice President, Chief SEC Counsel and Secretary ( Corporate Secretary) within the Legal Counsel & Services Department. The Senior SEC/Governance… more