- JPMorgan Chase (New York, NY)
- …tax-aware strategies. **Role Summary** As an Asset Management - Municipal Trader Associate within the Global Fixed Income Currency and Commodities (GFICC) Trading ... trades on behalf of our clients, primarily focusing on US municipal securities . You will employ fundamental, technical, and relative valuation analysis to form… more
- Robert Half Legal (San Diego, CA)
- …Firm & Position: A well-established financial services organization is seeking a Associate General Counsel - Broker-Dealer Regulatory Compliance to join its growing ... corporate legal department. This position will report directly to...Compliance and Risk departments to ensure enterprise-wide adherence to securities regulations. TO APPLY, ONLY send resume directly to… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- Raymond James Financial, Inc. (Hanover, NH)
- …Services industry, Raymond James is seeking a dynamic Registered Client Service Associate who is a motivated, detail oriented and creative problem solver to ... opportunities to maximize returns. * Reviews, assesses and responds to all corporate action items and client account alerts. * Prepares financial reports,… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- US Bank (Rancho Palos Verdes, CA)
- …This position is designed to be a developmental Financial Advisor at the Associate level. Under the guidance and in partnership with a senior advisor, this ... exposure, and the like. Develops an expertise and knowledge of the securities industry and markets to analyze and interpret customer/prospect's investment objectives… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- Citigroup (Getzville, NY)
- …+ This role will manage reconciling and processing positions related to Corporate Action events + These activities include revisions of communications, notifications ... and facilitating postings for Corporate Action or Proxy events + Ensures client instructions...Knowledge of multiple types of investment instruments including: Equity securities , Fixed Income and Asset Backed securities … more