- Wells Fargo (Charlotte, NC)
- …They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes… more
- Manulife (New York, NY)
- …Based in New York City or Boston, the role of Chief Compliance Officer-Manulife Investment Management Private Markets Registered Funds and CQS (US), LLC ... Responsible for the design and management of a SEC Rule 38a-1 compliance program for two registered investment companies, a business development company, and… more
- Manulife (New York, NY)
- …Based in New York City or Boston, the role of Chief Compliance Officer-Manulife Investment Management Private Markets Registered Funds and CQS (US), LLC ... Responsible for the design and management of a SEC Rule 38a-1 compliance program for two registered investment companies, a business development company, and… more
- OneMain Financial (Baltimore, MD)
- As a Lead Audit & Compliance Analyst, you will be involved in Technology audit compliance processes from end to end, including walkthroughs, evidence gathering, ... will be part of the Enterprise Technology and Audit Compliance team and directly interact with internal and external...the leader in offering nonprime customers responsible access to credit and is dedicated to improving the financial well-being… more
- Wright-Patt Credit Union Inc. (Beavercreek, OH)
- …Fair Lending Compliance Advisor has comprehensive and proficient knowledge of compliance laws and regulations, federal and state credit union regulations, ... The Fair Lending Compliance A dvisor is responsible for developing, implementing,...procedures . Leads review s of the effectiveness of credit union controls intended to mitigate all fair lending… more
- Wells Fargo (Orlando, FL)
- …They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... lending regulations, provide guidance and direction to branch team to ensure compliance , and manage non-delivery fees, penalties, or fines + Understand real estate… more
- Office of the Comptroller of the Currency (Charlotte, NC)
- …(Large Bank Team Lead), you will serve as an expert advisor in Compliance with responsibility for directing a team of examiners, providing analysis/advice on the ... National Bank Examiner/Bank Examiner (Large Bank Team Lead) with emphasis in Compliance , you will: Oversee significant compliance activities which involve… more
- Veterans Affairs, Veterans Health Administration (San Antonio, TX)
- Summary The Health System Specialist (Corporate Compliance Investigation Coordinator) oversees and conducts investigations across STVHCS, including AIBs, OAWP, OIG ... THIS VACANCY ANNOUNCEMENT WILL CLOSE AT MIDNIGHT ON 9/25/2025 The Corporate Compliance Investigation Coordinator (CCIC) is responsible to coordinate and oversee all… more
- First Horizon Bank (Kernersville, NC)
- …for this position, you will have to meet the requirements of a background credit check. This position requires compliance with the SAFE Mortgage Licensing Act ... an emphasis on deposit accounts, loans and lines of credit , and referrals to other lines of business within...and product knowledge meetings, training classes, and web-based learning. Compliance and risk management + Expected compliance … more
- First Horizon Bank (Mountain Brook, AL)
- …for this position, you will have to meet the requirements of a background credit check. This position requires compliance with the SAFE Mortgage Licensing Act ... an emphasis on deposit accounts, loans and lines of credit , and referrals to other lines of business within...and product knowledge meetings, training classes, and web-based learning. ** Compliance and risk management** * Expected compliance … more