- SMBC (Jersey City, NJ)
- …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... SMBC is seeking a Vice President to join the Compliance Governance team of SMBC Americas Division. This role...This role contributes to the overall success of the Compliance Department by assisting with key processes to support… more
- Wellington (New York, NY)
- …with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments Compliance ... private and public investment platforms with a concentration on private credit , work collaboratively with various internal stakeholders on issue identification and… more
- Citizens (San Francisco, CA)
- …finance, equity research, and sales and trading. Job Description We are seeking a Compliance Officer for our Fixed Income Sales & Trading team. Reporting to the Head ... of Sales & Trading Compliance , this role guides front office staff on regulatory...successfully passing a background check, which may include initial credit , motor vehicle record, public record, prior employment verification,… more
- Six Flags (Sandusky, OH)
- …and brand standards, health & food safety practices, and financial & operational compliance . + Work alongside restaurant teams during busy hours to observe and ... cashier interactions, line efficiency, and portion control to ensure consistency and compliance with company standards. You'll also + Perform undercover audits to… more
- Citizens (San Francisco, CA)
- …equity research, and sales and trading. Position Overview We are seeking a Compliance Officer to support our Research, Investment Banking Compliance team. This ... grow in a dynamic environment. Key Responsibilities + Regulatory Oversight: Monitor compliance with SEC, FINRA, and global regulations related to Research, and… more
- TD Bank (Mount Laurel, NJ)
- …who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , ... we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in reshaping compliance… more
- TREK Development Group (Pittsburgh, PA)
- …We are currently seeking an engaged and passionate professional to serve as Compliance Manager to our Pittsburgh and Maryland regions. The Compliance Manager ... our communities. In this role, you will focus on compliance with LIHTC, HOME, HUD, (PBV, TBV, and HCV)...Knowledge of Maryland HUD & LIHTC required. + Tax Credit /HUD Certification from an accredited institution. + Knowledge of… more
- SMBC (New York, NY)
- …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... benefits to its employees. **Role Description** The Head of Compliance Culture will oversee and lead the firm's Culture...Culture will oversee and lead the firm's Culture of Compliance program. This role includes the critical responsibility of… more
- State of Massachusetts (Boston, MA)
- * Compliance Officer II | Department of Family & Medical Leave* The Compliance Officer is responsible for conducting investigations for compliance with MGL ... the agency's cross matching of data information systems; for monitoring for compliance purposes, various activities, services and/or functions for the integrity of… more
- Otsuka America Pharmaceutical Inc. (Rockville, MD)
- …programs targeting various unmet specialty disease areas. The Executive Director, Compliance Program Optimization (CPO), will facilitate execution of the strategy ... developed by the Vice President & US Chief Compliance Officer (CCO) to mitigate risk and enable business...job application process. We do not require any financial, credit card or bank account information and/or any payment… more