- Wells Fargo (Charlotte, NC)
- …They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... Real Estate (CRE), and Asset-Based Finance (ABF) + Experience in credit lifecycle processes: origination, underwriting, approval, booking, servicing, and portfolio… more
- Wells Fargo (Charlotte, NC)
- …They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... cash transactions and loans. The team also manages the risk, regulatory compliance , and client service associated with these transactions. The businesses that make… more
- Wells Fargo (New York, NY)
- …They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... and concise written and oral communication skills + Strong credit skills + Strong risk management skills + Ability...of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange… more
- Wells Fargo (New York, NY)
- …They are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... enable traders and quants to rapidly model and deploy execution logic across Credit , Munis, and Structured Products. You will architect and optimize the ET platform,… more
- Citigroup (New York, NY)
- …technology professionals and working in partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit and Finance to ensure ... are accurate and tradable in the dynamic markets. Conduct quality control and compliance checks to ensure the accuracy and completeness of the streaming intraday… more
- Citigroup (New York, NY)
- …trade services + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order to ensure ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (New York, NY)
- …and controls: + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order to ensure appropriate ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (New York, NY)
- …and controls + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order to ensure appropriate ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Conduent (MS)
- …Service, Call Center or Dispatch experience. + Complete a background check, credit check, and security fingerprinting. + Compliance with camera requirements ... + Communicate in a warm, empathetic manner while ensuring confidentiality and compliance with all regulations. + Maintain in-depth knowledge of company and client… more
- Citigroup (New York, NY)
- …technology professionals + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order to ensure ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more