- TD Bank (New York, NY)
- …escalate issues where appropriate + Ensure business operations are in compliance with applicable internal and external requirements (eg financial controls, ... Support the execution of remediation plans to address performance / risk / governance issues + Actively manage relationships within and across various business lines,… more
- Teva Pharmaceuticals (Parsippany, NJ)
- …+ Proactively identify and mitigate risks related to alliance execution, including compliance , IP, and commercial risks. + Lead post- deal integration planning ... enable effective engagement with external partners. This includes leading governance frameworks, such as joint steering committees, and ensuring cross-functional… more
- TD Bank (Mount Laurel, NJ)
- …5+ years relevant experience + Advanced knowledge of risk management governance , programs, policies, practices, operating frameworks & reporting for business ... be a point of contact for guidance in the monitoring/reporting of compliance , management, and strategic initiatives + Provides broad/deep commentary in support of… more
- AeroVironment (Simi Valley, CA)
- …ensuring alignment with RS&D business objectives. + Lead Quality Management System (QMS) governance , ensuring compliance with DoD, AS9100, ISO 9001, ITAR, CMMC, ... Description** **Summary** Director of Quality and Mission Assurancewill lead quality, compliance , and risk mitigation efforts within the organization. This role is… more
- TD Bank (Mount Laurel, NJ)
- …across a portfolio of transformation programs, ensuring delivery excellence, governance , and sustainable adoption. + Partner with executives and stakeholders ... skills in regulatory risk transformation to ensure change initiatives support compliance requirements while enabling business growth and operational resilience. The… more
- TD Bank (Mount Laurel, NJ)
- …The Reconciliation Control group within the US Finance organization, specifically Governance and Controls, maintains quality controls over the company's balance ... escalates issues where appropriate + Ensures business operations are in compliance with applicable internal and external requirements ( eg financial controls,… more
- Citigroup (Schaumburg, IL)
- …facilitate necessary approvals for initiatives inclusive of funding approval, legal, and compliance (3) Work with the client and agencies to create best-in-class ... experiences for customers (6) Ensure all campaigns adhere to all legal, compliance , and control requirements and documentation is properly maintained The Partner… more
- TD Bank (New York, NY)
- …section 265, section 871(m), tax treaties, structured notes, BEAT, Pillar 2, REIT compliance , branch taxation issues + Providing tax advice with respect to new ... tax positions for audit preparedness + Providing tax counsel to the corporate tax compliance and tax audit functions + Monitoring and assessing the impact of new and… more
- City National Bank (Charlotte, NC)
- …for exam preparation * Strong knowledge and experience with US regulatory, compliance , and governance and experiencing interacting with the regulators * ... integral in supporting the development of the IT Risk Manager 's function strategy eg identification and development of workstreams...facilitator in support for Senior Management as needed and deal with the day to day activities and management… more
- Wells Fargo (New York, NY)
- …CLO transactions. This role encompasses the following key responsibilities: + Manage deal team and process for primarily Broadly Syndicated CLO transactions as well ... across BSL CLOs + Act as a primary relationship manager for key accounts **Required Qualifications:** + 7+ years...of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange… more