- Robert Half Legal (Dallas, TX)
- …the organization. * Support stakeholders by drafting, reviewing, and revising broker- dealer compliance policies and procedures. * Provide expertise in broker- ... dealer compliance, leveraging industry knowledge to maintain standards and...We offer contract, temporary and permanent placement solutions for finance and accounting, technology, marketing and creative, legal, and… more
- ADP (Florham Park, NJ)
- …Administrator plays a critical operational and support role within the broker- dealer 's compliance department. This position ensures accurate and timely processing of ... of litigation. + Forward checks received by the firm to the designated broker- dealer lockbox. + Serve as the primary liaison for financial account processing and… more
- Ventura County (Ventura, CA)
- …is: Investment Officer: Possession of a Bachelor's degree in Economics, Accounting, Finance , Business, or a related field to the assignment. OR Three (3) ... Senior Investment Officer: Possession of a Bachelor's degree in Economics, Accounting, Finance , Business, or a related field to the assignment. AND Five (5)… more
- Subaru of America (Camden, NJ)
- …+ MAJORS: Business Management, Business Analytics, Communications, Marketing, Finance , Sales, Management Information Systems + Sales-Sales Training Department's ... plus. Sales-Field Operations Interns (2 positions) + MAJORS: Business Management, Finance , Business Analytics, Marketing, Sales, or Management Information Systems +… more
- Aegon Asset Management (Denver, CO)
- …fixed annuities. These are supported by Transamerica Corporate , which includes Finance , People and Places, General Counsel, Risk, Internal Audit, Strategy and ... support the sale of Transamerica products. Manages relationships with broker- dealer through proactive and thoughtful sales planning. Job Description Responsibilities… more
- Kestra Financial (Sewickley, PA)
- …products and pricing + Understand and leverage the resources available at the Broker Dealer to the fullest extent + Commitment to culture requires a demonstration of ... tools of the industry - financial planning software, analytical tools and broker/ dealer or custodian systems Education and/or Experience + Bachelor's degree in … more
- The Hertz Corporation (Atlanta, GA)
- …work directly with the Manager - Fleet Procurement to ensure procurement and Dealer Direct sales activity is aligned to overall fleet plan and financial objectives. ... to measure productivity and goal achievement. + Assist with daily pricing review of Dealer Direct Sales transactions and either deny, counter or approve dealer … more
- ManpowerGroup (New York, NY)
- …services firm, is seeking an Internal Auditor to join their team. As a Swap Dealer Auditor, you will be part of the audit team supporting the swap dealing ... and a strong background in auditing and regulatory compliance. **Job Title:** Swap Dealer Auditor **Location:** New York, New York (Remote) **Pay Range:** $80/HR W2… more
- MUFG (New York, NY)
- …responsible for supporting the firm's initiative to become a US Government Primary Dealer . The candidate will work with various internal and external stakeholders in ... and documentation submission required by the regulatory bodies for the broker- dealer 's onboarding process + Assist with system configuration, setup, and testing… more
- The Toro Company (Bloomington, MN)
- …As an RLC Marketing Manager II, you'll lead the RLC post -sale dealer /distributor business (parts, accessories, services) and will be responsible for end to end ... will not only oversee product development and support for dealer and distributor channels but also play a vital...and EBIT). Work with sales teams, channel partners, and finance teams to develop financial plans (annual and quarterly… more