- Navy Federal Credit Union (San Diego, CA)
- …+ Ability to obtain appointment by the sponsoring insurance company, broker- dealer and/or Registered Investment Advisory Firm + Experience in business development ... financial data Desired Qualifications + Bachelor's degree in Business Administration, Finance or Management or related discipline or related professional experience… more
- JPMorgan Chase (New York, NY)
- …Travel required 50% of the time. **Qualifications** + Bachelor's degree in Business, Finance , or related field; advanced degree preferred. + 10+ years of experience ... and services are offered through JP Morgan Securities LLC (JPMS), a registered broker- dealer and investment advisor, member of FINRA and SIPC. Annuities are made… more
- Robert Half Office Team (Milan, IL)
- …and precision. System Navigation: Navigating multiple computer systems, including DNS ( Dealer Network System) and WCS. Excel Support: Using Excel occasionally for ... companies. We offer contract, temporary and permanent placement solutions for finance and accounting, technology, marketing and creative, legal, and administrative… more
- MUFG (Irving, TX)
- …management and regulatory expectations. Reviews will include assessment of the Swap Dealer program, Volcker Rule program, Market Conduct, Market Access, Desk, Branch ... functions such as Risk Management / Compliance Governance Programs, Human Resources, Finance , Legal, etc. + Familiarity with applicable SEC, FINRA, CFTC, NFA, FRB,… more
- First Horizon Bank (Memphis, TN)
- …and cross-training support **Required Qualifications** + Bachelor's degree in accounting, finance or similar field (Masters preferred) + CPA Certificate Preferred + ... within 12 months) + Minimum 5 - 10 years of experience in broker- dealer , public accounting or other professional accounting role + Strong knowledge of Generally… more
- Paccar Winch Inc. (Lewisville, TX)
- …title applications or title correction paperwork. + Prepare and distribute Dealer Title Deficiency letters. + Conducts insurance follow-up activities which include: ... effectively in a demanding, fast paced environment. + Some basic knowledge of Asset Finance and/or Salesforce is nice, but not required. + Strong oral and written… more
- Robert Half Finance & Accounting (Minneapolis, MN)
- …oversight. Qualifications 7+ years of relevant compliance experience; prior institutional broker- dealer experience is a plus. Bachelor's degree required, with a ... companies. We offer contract, temporary and permanent placement solutions for finance and accounting, technology, marketing and creative, legal, and administrative… more
- TD Bank (New York, NY)
- …and executes the trade + Ensures all trades are confirmed with the broker/ dealer + Inputs trades (post execution), and Verifies transactions meet company policies ... solid computer skills a must **Preferred Qualifications:** + Bachelor's degree in finance , business or related field; strong understanding of the financial markets +… more
- The Hartford (Wayne, PA)
- …client events. Qualifications: * A bachelor's degree, preferably business, economics, finance , sales or marketing (or equivalent on-the-job experience) * 3-5 years ... of wholesaling experience* Distribution channel experience with assigned broker dealer firms.* Track Record of success with existing relationships inside the… more
- US Bank (Milwaukee, WI)
- …intermediaries in the areas related to electronic trading as well as broker/ dealer servicing. The processing of trades, including timely and accurate resolution of ... equivalent work experience Preferred Skills/Experience - Two or more years of finance , accounting or reconcilement experience - Basic knowledge of financial industry… more