- KeyBank (Cleveland, OH)
- …communicator both internally and externally with clients, prospects and the broker dealer community. * Responsible for building solid relationships and trust with ... portfolio to execute strategy. REQUIRED QUALIFICATIONS * Bachelor's degree in finance , Accounting, or Economics with 2-3 Years of relevant investment experience.… more
- TD Bank (New York, NY)
- …by regulators covering various businesses, functions and topics, including operations, finance , regulatory reporting, and sales and trading, and prepare business ... a similar degree required. + 2 years of experience with a registered US broker dealer or regulator. + Problem solving skills and the ability to work independently. +… more
- TD Bank (New York, NY)
- …degree + 10 or more years of experience in, with a registered US broker dealer or regulator, Branch Inspections testing a plus. + Strong knowledge of SEC, FINRA and ... other relevant regulatory requirements. + Strong Knowledge of operations, finance , regulatory reporting, sales and trading, and applicable rules and regulations, and… more
- Raymond James Financial, Inc. (Bethesda, MD)
- …Concepts, practices and procedures of business development in a financial services/broker- dealer environment. * Investment concepts, practices and procedures used in ... the securities industry. * The principles of banking and finance and securities industry operations. * Financial markets, products, financial advisory function and… more
- City National Bank (New York, NY)
- …with business areas, in addition to other support functions ( Finance , Technology). * Monitor legislative/regulatory/enforcement activity and trends for impacts ... Management Compliance roles, experience with a financial institution such as a broker/ dealer and/or registered investment adviser/ and the OCC. * For Wealth… more
- Coinbase (Hartford, CT)
- …we look for in you (ie. job requirements):** * * Bachelor's degree in Accounting, Finance , or a related field. * CPA designation required. * 10+ years of progressive ... accounting* within a financial institution (eg, investment bank, hedge fund, broker- dealer ). * Strong analytical and problem-solving skills, with the ability to… more
- Kestra Financial (Cypress, TX)
- …others without direct control Education and/or Experience + Bachelor's degree in finance , accounting or a related field preferred + The ideal candidate will ... in the financial services industry, allowing for a strong understanding of broker/ dealer operations and financial services products, including but not limited to… more
- Kestra Financial (Fort Worth, TX)
- …influence others without direct control Education and/or Experience * Bachelor's degree ( finance , accounting or related field preferred) * The ideal candidate will ... in the financial services industry allowing for a strong understanding of broker/ dealer operations and financial services products, including but not limited to:… more
- Santander US (Dallas, TX)
- …"hands-on" approach to data analysis. You will work closely with credit risk, finance , data science, and product teams to deliver actionable insights that balance ... strategy, portfolio performance, and credit policies. + Explore opportunity to enhance Dealer Management program to grow our business with top-performing partners. +… more
- Brokers International (Urbandale, IA)
- …optimizing resource utilization. Primary Skills & Requirements: + Bachelor's degree in finance , business, or a related field (Master's preferred). + PMP or similar ... digital solutions. + Understanding of Registered Investment Advisory, Broker Dealer , investment products, financial planning, and wealth management strategies,… more