- SMBC (New York, NY)
- …to adapt to changing market conditions + Knowledge of capital markets products and services relevant to the Banks and Broker Dealer clients + Knowledge of ... with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance . The… more
- Vanguard (Malvern, PA)
- …Protection Rule). VMC is a Vanguard legal entity which is a registered broker- dealer and provides brokerage services as a self-clearing broker- dealer ... team that performs Treasury Functions consisting of moving and reconciling broker dealer cash activity. The VMC Treasury Liaison will perform the newly required… more
- CARMAX (Louisville, KY)
- …Office Manager, this position is responsible for providing exceptional customer service in a fast paced, team-oriented environment through the facilitation of ... and auditing of paperwork associated with sales, and providing exceptional customer service by answering questions and handling incoming calls. **What you will do… more
- ADP (Florham Park, NJ)
- …driven by our CORE values: Insightful Expertise, Integrity is Everything, Service Excellence, Inspiring Innovation, Each Person Counts, Results-Driven, & Social ... Administrator plays a critical operational and support role within the broker- dealer 's compliance department. This position ensures accurate and timely processing of… more
- Charles Schwab (Sacramento, CA)
- …us "challenge the status quo" and transform the finance industry together. Schwab Advisor Services (http://advisorservices.schwab.com/public/advisor/why\_schwab) ... for us to offer a depth and breadth of services supported by leading technology and experienced people to...who focus on large and complex advisors, independent broker dealer reps and trust/bank professionals. You will partner with… more
- Ventura County (Ventura, CA)
- …will earn 208 hours per year, increasing to 288 hours after 5 years of service . + Annual Leave Redemption - An employee may elect to "cash in" or redeem ... "home." Treasurer-Tax Collector's Office The Treasurer-Tax Collector (TTC) of Ventura provides service to the public through two distinct divisions: Treasury and Tax… more
- Aegon Asset Management (Denver, CO)
- …their best life. More than a century ago, we were among the first financial services companies in America to serve everyday people from all walks of life . Today, ... fixed annuities. These are supported by Transamerica Corporate , which includes Finance , People and Places, General Counsel, Risk, Internal Audit, Strategy and… more
- Principal Financial Group (Addison, TX)
- …field preferred. + 2+ years of related work experience in life insurance/broker- dealer or RIA operations: client service , account opening, account management, ... products, services , regulations, and compliance standards. + Strong customer service , organization, critical thinking, and ability to learn new skills required.… more
- Kestra Financial (Sewickley, PA)
- …the financial services industry allowing for a strong understanding of broker/ dealer operations and financial services products, including but not limited ... Essential Duties and Responsibilities + Support Lead Advisor with analysis, client service , and technical assistance + Learn the technical aspects of the Advisor… more
- Charles Schwab (Westlake, TX)
- **Your opportunity** You will be a part of Schwab Advisor Services ' Business Consulting and Educations (BCE) team. The BCE team creates and delivers high-quality, ... firms. Hundreds of large financial advisors from the wirehouse, independent broker dealer , and other channels decide to make the transition to independence by… more