- Wells Fargo (Charlotte, NC)
- …a comprehensive suite of capital markets, banking, and financial products and services . A trusted partner to our clients, we provide corporate and transactional ... team responsible for the distribution of Fixed Income Products to our Asset Backed Finance Sales investor base. **In this role, you will:** + Participate in or… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …with educating financial advisors on the benefits of offered products and services for their clients through individual or group meetings presentations, including ... and practices of the securities industry and asset management products. * Broker/ dealer operations. **Skill in:** * Identifying the needs of customers through… more
- Canon USA & Affiliates (Itasca, IL)
- …to ensure the support professionals efficiently meet course requirements - Conducts dealer visits and discusses training needs and acquires feedback from dealers on ... is enhanced - Visit Key Dealers with or without the Education Support Services Specialist and assist in evaluating dealers training needs - Promote Educational … more
- Mizuho Corporate Bank (New York, NY)
- …capital calculations for all Mizuho Americas businesses and products (banking, broker- dealer and derivatives trading) under Basel III + Conduct quantitative analyses ... presentation Preferred Skills + Bachelor's degree in mathematics, statistics or finance is preferred + Consulting experience with Financial Institutions preferred +… more
- Wells Fargo (New York, NY)
- …our clients' needs and positions Wells Fargo as a leader in financial services . The ideal candidate will have demonstrated experience within CIB Markets businesses ... including Equities Sales & Trading, Electronic Execution offerings, and the Equities Finance /FCM business. This candidate will be required to work closely with our… more
- First Horizon Bank (Memphis, TN)
- …and cross-training support **Required Qualifications** + Bachelor's degree in accounting, finance or similar field (Masters preferred) + CPA Certificate Preferred + ... + Minimum 5 - 10 years of experience in broker- dealer , public accounting or other professional accounting role +...of September 30, 2024, is a leading regional financial services company, dedicated to helping our clients, communities and… more
- Robert Half Finance & Accounting (Minneapolis, MN)
- …compliance professional ready to lead and enhance compliance programs in the financial services industry? We are seeking a Compliance Manager to join a robust Legal ... oversight. Qualifications 7+ years of relevant compliance experience; prior institutional broker- dealer experience is a plus. Bachelor's degree required, with a… more
- TD Bank (New York, NY)
- …by regulators covering various businesses, functions and topics, including operations, finance , regulatory reporting, and sales and trading, and prepare business ... 2 years of experience with a registered US broker dealer or regulator. + Problem solving skills and the...offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose… more
- Aston Carter (Deerfield Beach, FL)
- …policies and procedures, labor times, and retrieve documents. + Process payments to a dealer 's statement via check or credit card. + Adhere to internal policies and ... + High School diploma or equivalent required. + Knowledge of the automotive service department process is beneficial. Work Environment This role involves a hybrid… more
- Aston Carter (Deerfield Beach, FL)
- …policies and procedures. **Candidates bringing experience from an automotive repair shop, service desk, or auto parts store is ideal** JOB REQUIREMENTS (key success ... policies and procedures, labor times, and retrieve documents * Process payments to a dealer 's statement, by check or credit card. * Adhere to internal policies and… more