• Operations Supervision & Controls

    SMBC (Jersey City, NJ)
    …institutions. Based in New York City, we are an SEC registered Broker dealer that provides financial products and services to global institutional clients, focusing ... SEC 17a13 and 15c3-3 Possession or Control regulatory mandates + Build strong relationship with Middle Office and Charlotte peers + Proactive management and timely… more
    SMBC (09/13/25)
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  • JP Morgan Wealth Management - Private Client…

    JPMorgan Chase (Evanston, IL)
    …referral source management and new lead generation + Assist in managing relationship and account reviews, promoting firm services to deepen client relationships; ... and services are offered through JP Morgan Securities LLC (JPMS), a registered broker- dealer and investment advisor, member of FINRA and SIPC. Annuities are made… more
    JPMorgan Chase (09/13/25)
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  • Rental Sales Manager

    Warren Equipment Company (Odessa, TX)
    …that will maximize sales, profitability and market share. + Advise dealer on sales and advertising techniques. + Pro-actively establish effective relationships ... Intermediate to proficient problem solving, decision making, analytical, interpersonal, relationship building, presentation and leadership skills. + Intermediate budget… more
    Warren Equipment Company (09/13/25)
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  • AVP, M&A Strategy & Financial Modeling

    Lincoln Financial (Radnor, PA)
    …effective presentations that convey a strong narrative. + Strong interpersonal and relationship management skills. Ability to adapt quickly in a fast paced and ... to help put their goals in reach. Lincoln Financial Distributors, a broker- dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln Financial… more
    Lincoln Financial (09/12/25)
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  • Digital Content Specialist

    Caterpillar, Inc. (Peoria, IL)
    …& reporting dashboards + Troubleshoot QR code platform issues + Manage relationship with QR code platform vendor + Present enterprise strategies, governance, and ... reduced-carbon future. Our innovative products and services, backed by our global dealer network, provide exceptional value that helps customers succeed. This Job… more
    Caterpillar, Inc. (09/12/25)
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  • Vice President, Compliance - Monitoring & Testing,…

    TD Bank (New York, NY)
    …Qualifications:** + 7 or more years of experience with a registered US broker dealer , regulator, or global financial organization. + JD desirable but not required + ... organization and to work collaboratively on teams of varying size. + A relationship builder with the ability to establish, develop and maintain effective working… more
    TD Bank (09/12/25)
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  • Senior Manager, Commercial Program

    The Coca-Cola Company (Whitestone, NY)
    …+ Ideate the needed in market tools to drive executional success including dealer loaders, couponing, etc. to deliver best in class programming + Work closely ... **Skills:** Leadership; Sales Process; Business Planning; Account Management; Customer Relationship Management (CRM); Sales Management; Marketing; Pitch Presentations; Consultative… more
    The Coca-Cola Company (09/12/25)
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  • FiNet Governance Senior Supervisory Control…

    Wells Fargo (Charlotte, NC)
    …Fargo is seeking a Senior Supervisory Control Specialist to join our Client Relationship Group (CRG) within Wealth and Investment Management (WIM). This role is ... industry experience + Experience in branch office supervision, compliance, broker- dealer governance, sales supervision **Job Expectations:** + US only: Obtaining… more
    Wells Fargo (09/11/25)
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  • Senior Manager - Business Systems Analyst

    Charles Schwab (Omaha, NE)
    …+ Accounting and/or Asset Liability Management knowledge + Knowledge of broker dealer and bank risk management capabilities + Exceptional / pragmatic business ... judgment combined with outstanding communication and relationship skills + Hands-on knowledge using tools such as SQL, Python, Tableau and Alteryx. + Competent in… more
    Charles Schwab (09/11/25)
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  • Global Export Finance Manager, ECA

    Caterpillar, Inc. (Irving, TX)
    …for impact, and elevating standards of excellence. **What You Will Have:** + Relationship leadership: Proven ability to build, sustain, and activate a network of ... years of progressive experience in financial analysis, banking/trade finance, and dealer /customer financing. + Demonstrated ability to prioritize and deliver across… more
    Caterpillar, Inc. (09/11/25)
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