- SMBC (New York, NY)
- …- Audit Manager with a minimum of 8 years of experience in the broker dealer & financial industry to work within the Internal Audit Department. The Audit Manager ... * Develop, promote and maintain a collaborative and strong working relationship with AD business heads, external auditors, and regulators. **Qualifications and… more
- Atria Wealth Solutions (King, NC)
- Through its relationship with CUSO Financial Services, LP (CFS) Allegacy Federal Credit Union is seeking a Financial Advisor to join their team in the King NC area. ... forth by the credit union, FINRA, SEC and the broker/ dealer . + Accountable for meeting annual business plan and...Financial Services, LP (CFS). Member FINRA/SIPC. CFS is a broker/ dealer and RIA with a stable track record of… more
- Huntington National Bank (Houston, TX)
- Description Summary: As an Auto Finance Retail Relationship Manager, you will develop and maintain profitable, quality indirect lending relationships with franchise ... related products and services Be responsible for direct sales to dealers, servicing dealer customer and training of various dealership staff. + Build and maintain… more
- Polaris Industries (Plymouth, MN)
- …Marketing, and Finance teams. In turn, able to balance Outfitter & Dealer needs with Polaris Adventures' core values, driving implementation and continuous ... Adventures-owned vehicles, balancing profitability and demand. + Coach the team on direct-to- dealer sales to optimize residual values and dealer satisfaction.… more
- SMBC (New York, NY)
- …inventory of issues across CUSO Market Risk and other risk stripes under the Swap- Dealer and Broker- Dealer legal entity CRO umbrella. - Track and manage ... and reporting approaches). - Understand regulatory requirements applicable to Swap- Dealer , Broker- Dealer , and Bank entities. **Communication and Leadership:**… more
- MUFG (New York, NY)
- …our operations teams and the underlying technology that powers our broker dealer settlement engine. The role demands deep expertise in trade flows, securities ... + Maintain and update operating procedures, stay current on evolving broker‑ dealer settlement rules and regulatory requirements, and ensure adherence throughout the… more
- SMBC (New York, NY)
- …in Charlotte, NC, London and Hong Kong. SMBC CM is an established derivatives dealer with a broad product portfolio focused on interest rates and foreign exchange ... products. SMBC Nikko Securities America, Inc. is an SEC-registered securities broker- dealer and member of the Financial Industry Regulatory Authority (FINRA) and… more
- Jackson National Life Insurance Company (Nashville, TN)
- …with Jackson distribution personnel and Registered Investment Advisor (RIA) and Broker/ Dealer representative partners to provide field and virtual training on ... Key Account Managers, Advanced Strategies, Portfolio Strategists) and our Broker/ Dealer customers (Registered Representatives and their assistants) to optimize… more
- Caterpillar, Inc. (Seguin, TX)
- …and hands-on technical training. + Collaborate with experts in product development, dealer management, marketing, and sales, etc. + Work in various rotational ... representing and deploying the full suite of Caterpillar's digital solutions with dealer partners **What You Have:** Customer Focus: Knowledge of the values and… more
- Caterpillar, Inc. (Griffin, GA)
- …Project Management team is the de-facto champion for each and every customer/ dealer order, providing leadership to project team(s) in the planning and execution ... Central to the role is establishing and managing the relationship interfaces between the project team, our dealers, and...team members and dealers on projects. + Assist the dealer project team in the development and execution of… more