- Atria Wealth Solutions (Dublin, CA)
- Through its relationship with CUSO Financial Services, L. P. (CFS) Patelco Credit Union is seeking a Manager , Investment Services Program in the Dublin, CA ... the plans following the credit union and the broker dealer 's guidelines. Responsibilities + Develop each employee to their...Credit Union compliance training and those mandated by the broker- dealer . + Serve as a liaison between Patelco Financial… more
- Fluor (Franklin, TN)
- …strategic business development with the hands-on leadership of Account Managers and our dealer network. The **Sales Manager ** is responsible for growing market ... Sales Manager Job Overview **Location** **:** United States, Franklin,...dealers to accelerate penetration in new regions and applications. ** Dealer & Distribution Network** + Build and manage a… more
- Chervon North America (Bethesda, MD)
- …territory. + Conduct Market research to identify emerging trends and opportunities. Dealer / Customer Support and Relationship Management: + Provide ... as a Territory Manager or in a similar role within a dealer environment; familiarity with outdoor power equipment / construction supply is preferred. + Residency… more
- JPMorgan Chase (Jersey City, NJ)
- JPMorgan Securities LLC (JPMS LLC) is a licensed broker- dealer and investment adviser registered with the SEC and FINRA. It is also a Municipal Securities Dealer ... Merchant, Commodity Pool Operator, and registered as a swap dealer and Security-Based Swap Dealer . JPMS LLC...shaping our control environment. As a Legal Entity Control Manager , you'll have the opportunity to collaborate with senior… more
- SMBC (New York, NY)
- …to its employees. **Role Description** SMBC is seeking an experienced Vice President - Audit Manager with a minimum of 8 years of experience in the broker dealer ... & financial industry to work within the Internal Audit Department. The Audit Manager will design and supervise execution of internal audits of various complexities,… more
- Polaris Industries (Plymouth, MN)
- …success. **Job Summary** As Polaris Adventures continues to grow, the Senior Fleet Manager plays a pivotal role in leading the Fleet team in; forecasting, ordering, ... Marketing, and Finance teams. In turn, able to balance Outfitter & Dealer needs with Polaris Adventures' core values, driving implementation and continuous… more
- Generac Power Systems (Santa Monica, CA)
- …for each target market that takes into consideration local market intelligence, existing dealer strength, and new dealer targets + Collaborate with Product ... those value propositions + Work with Sales and Channel Marketing on dealer acquisition strategies and programs to pursue target dealers in target markets,… more
- SMBC (New York, NY)
- …inventory of issues across CUSO Market Risk and other risk stripes under the Swap- Dealer and Broker- Dealer legal entity CRO umbrella. - Track and manage ... and reporting approaches). - Understand regulatory requirements applicable to Swap- Dealer , Broker- Dealer , and Bank entities. **Communication and Leadership:**… more
- TD Bank (Portland, ME)
- …Inc) with independent and complex regulatory regimes.** **The Financial Advisors, Relationship Managers, and Investment Advisors who are part of the client-facing ... a member of the US Wealth Compliance Department, the Compliance Business Oversight Manager will:** + **Ensure ongoing compliance with the Investment Company Act of… more
- Behind the Design (San Diego, CA)
- …+ Manage and grow dealer and showroom accounts as both an account manager and strategic sales driver + Serve as the primary contact for quoting, pricing, ... Join a bespoke US manufacturer as their Territory Sales Manager ! For over 50 years, we've grown from a...Represent the company at trade shows, regional events, and dealer visits Who You Are + A hunter, stellar… more