- PNC (Boston, MA)
- …have an opportunity to contribute to the company's success. As Compliance Program Specialist Senior within the Swap Dealer Compliance team, you will join PNC's ... remotely, at manager's discretion. As a Compliance Program Specialist Senior within the Swap Dealer Compliance team, you will monitor and test activity related… more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager, Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 _Please note that ... to the overall success of GBM&T Compliance Testing team and Swap Dealer and Derivatives Compliance ensuring specific individual goals, plans, initiatives are… more
- M&T Bank (Clanton, AL)
- …developing and managing a portfolio of auto, boat, and RV dealers/ dealer group(s) with highly complex lending and financial requirements. Establishes/strengths ... relationships with these major large dollar amount dealership/ dealer groups while promoting financial products, services and opportunities intended to improve their… more
- Santander US (CT)
- …the possibilities **We Want to Talk to You!** **The Difference You Make:** The Dealer Relationship Manager ( Senior Specialist, Dealer Sales) is responsible ... Dealer Relationship Manager, Hartford CT Country: United States...is dedicated to deepening relationships through daily management of dealer accounts, assisting with the loan process, providing best… more
- Charles Schwab (Lone Tree, CO)
- …the efficiency of governance processes, risk management, and internal controls. The Broker- Dealer /Asset Management enterprise team is seeking a Senior Auditor ( ... back office operational functions. Reporting to a Director or Senior Manager in the Broker- Dealer /Asset Management enterprise team, the Senior Auditor will… more
- Marex (New York, NY)
- …information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide ... in line with below responsibilities: + Provide Compliance Advisory services to broker- dealer business lines. + Complete or assist in completing broker- dealer … more
- Komatsu (Chandler, AZ)
- Senior Recruiter - Company Owned Dealer Date: May 28, 2025 Location: Chandler, AZ, US, 85249 Tucson, AZ, US, 85713 Req ID: 33227 Onsite or Remote: Onsite ... Position Join Komatsu and Be Part of Something Big! Job Overview As a Senior Recruiter, you'll be at the forefront of shaping the future of Komatsu by attracting top… more
- Vanguard (Scottsdale, AZ)
- …a high-performing team of hybrid sales professionals within Vanguard's dynamic Broker Dealer channel, fueling growth and innovation for a key, rapidly evolving ... broker- dealer partner. This team thrives on building meaningful advisor relationships through strategic, insight-driven engagement-strengthening partnerships and… more
- Canon USA & Affiliates (Mount Laurel, NJ)
- …to grow the Dealer base while also managing existing Vendor Finance Dealer Relationships. As a Senior Lease Operations Specialist, you are the primary ... Services in Mount Laurel, NJ is currently seeking a Senior Lease Operations Specialist (Sr Specialist, Lease Ops). The...needs. **Your Impact** - Expand the Vendor Finance, CFS Dealer network. Soliciting new business in existing and also… more
- Charles Schwab (Phoenix, AZ)
- …alerts include Visa debit card transactions for both the Bank and Broker Dealer products. **Responsibilities** The Senior Specialist is responsible for reviewing ... potential fraud alerts and conducting Visa debit card investigations. Senior Specialists for the VROM/VFI team must demonstrate initiative...knowledge of Schwab systems related to both the Broker Dealer and the Schwab Bank sides of the business… more