- City National Bank (New York, NY)
- *COMPLIANCE OFFICER SENIOR -REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight and ... Compliance roles, experience with a financial institution such as a broker/ dealer and/or registered investment adviser. * For Wealth Management Compliance roles,… more
- Robert Half Finance & Accounting (Houston, TX)
- Description THE OPPORTUNITY We're seeking a Senior Compliance Associate with a robust background in securities compliance to join our wealth management client. The ... Resolution: Investigate and resolve compliance-related issues, escalating complex matters to senior management as needed. Requirements WHAT YOU BRING TO THE TABLE… more
- JPMorgan Chase (Jersey City, NJ)
- …role in enhancing our organization's governance and operational excellence! As a Senior Internal Audit Associate on the Commercial and Investment Banking Finance ... skills, with the ability to establish credibility and create partnerships with senior business and control partners + Advanced analytical skills + Understanding of… more
- Wells Fargo (Des Moines, IA)
- **About this role:** Wells Fargo is seeking a Senior Lead Business Lending Relationship Manager. Learn more about the career areas and lines of business at ... and lease opportunities, along with inventory finance/rental opportunities at the dealer level + Build and maintain effective relationships with existing clients… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Supervisory Control Specialist to join our Client Relationship Group (CRG) within Wealth and Investment ... are in adherence with regulatory, compliance and legal requirements. The Senior Supervisory Control Specialist understands the complexity, partnership needs and… more
- The Toro Company (Bloomington, MN)
- Senior Analyst, Landscape & Contractor - The Toro Company Who Are We? With roots dating back to 1914, The Toro Company was built on a tradition of quality and caring ... and manage enterprise semantic models and certified datasets + Consult with senior stakeholders to align data products with strategic goals + Mentor developers… more
- Cargill (Houston, TX)
- …and reach your higher purpose at Cargill. **Job Purpose and Impact** The Compliance Senior Analyst, Derivatives and Commodities will play a key role in managing and ... and futures trading, and compliance with commodity trading advisor and swap dealer regulations. * Draft and review policies, guidance, and business process… more
- Scotiabank (Dallas, TX)
- Senior Facilities Officer **Requisition ID:** 235382 **Salary Range:** 76,500.00 - 142,120.00 _Please note that the Salary Range shown is a guideline only. Salary ... support, and posting and preparing of invoices for approval by the Senior Facilities Manager. + Liaise with Human Resources, Technology, and business managers… more
- Charles Schwab (Westlake, TX)
- …and various subsidiaries and performs capital analysis on strategic initiatives. The TCS Senior Manager will play a key role in the overall strategic optimization of ... testing, controllers, 2nd line of defense, etc.), the TCS Senior Manager will be part of the team that...managing bank holding company capital, bank subsidiary capital, and broker- dealer net capital + Excellent quantitative and analytical skills… more
- Capital One (Mclean, VA)
- Senior Associate, Capital Markets and Risk - Collateral Operations Treasury is seeking a Senior Associate who is highly dependable, intellectually curious and ... risk mindset and has experience in Capital Markets Operations, Swap Dealer Requirements, Compliance or Audit. **Responsibilities** + Manage the calculation,… more