- Pilot Company (Knoxville, TN)
- …federal, state, or local law. Military encouraged to apply. **Job Description** The Senior Associate General Counsel serves as a senior legal advisor and ... legal aspects of the company's real estate portfolio, facility revenue team, dealer program, retail joint ventures and construction team. This role provides… more
- TD Bank (New York, NY)
- …responses + Prepare reporting and metrics on remediation efforts to be delivered to senior management committees and the Board of Directors of impacted TD entities + ... has enterprise wide impact or accountability. + Position deals with senior /executive management. + Key contact for business management, regulators and… more
- Siebert Williams Shank (New York, NY)
- …banking professionals who provide direct analytical and quantitative assistance to senior bankers, facilitating investment banking services for public sector clients ... and support senior bankers in business development efforts. SWS is a...national leader in public finance investment banking, a named dealer on more than 50 commercial paper programs, and… more
- TD Bank (New York, NY)
- …on the status of Compliance policy, procedure and training initiatives to senior management, relevant boards and external stakeholders + Participate in special ... 7-10 years of experience with a registered US broker dealer , swap dealer , Global Systematically Important Bank...- experience demonstrating sound judgment and close partnership with senior managers and other stakeholders globally, as well as… more
- TD Bank (New York, NY)
- …to effectively report on the status of Compliance training initiatives to senior management, relevant boards and external stakeholders. + Participate in special ... 5-7 years of experience with a registered US broker dealer , swap dealer , Global Systematically Important Bank...- experience demonstrating sound judgment and close partnership with senior managers and other stakeholders globally, as well as… more
- Ally (Lansing, MI)
- …executive audiences, including the CFO, CEO, Board of Directors, and other senior stakeholders. The ideal candidate will combine strong financial acumen, business ... all executive-level reporting. This is a high-visibility role that provides exposure to senior leadership and the opportunity to shape the story of Auto Finance… more
- Neuberger Berman (New York, NY)
- …the highest standards of supervision and governance for RIA and Broker Dealer platforms and advisory/sales activities + Oversee the implementation of regulatory ... control enhancements + Prepare and deliver reports and presentations to senior management, regulators, and relevant committees on control effectiveness, open issues,… more
- Ally (Atlanta, GA)
- …group is responsible for providing support directly and indirectly to our dealer customers that include performing daily tasks that support and accurately maintain ... preparation and maintenance of collateral and security documentation. . Portfolio Management/ Dealer Management - facilitate the delivery and management of products… more
- Vanguard (Malvern, PA)
- …Surveillance agenda within the Service and Operational Excellence (S&OE) Organization. This senior level role is pivotal to building a robust and modern supervisory ... training and experience. Graduate degree preferred. + Deep expertise in broker- dealer supervision and relevant supervisory control regulations. + Strong knowledge of… more
- Power-Flo Technologies (Somerville, NJ)
- …the US. National Sales Manager Responsibilities: + Prospect new account and dealer opportunities within territory + Establish positive relationships with all levels ... and spending to maintain margin standards established for each dealer + Travel to meet with potential and existing...information on an ongoing basis + Work with the senior management team to set revenue and sales goals… more