- SMBC (New York, NY)
- …reflect evolving risk frameworks. 4. Assist in preparing risk materials for Senior Management and governing bodies. 5. Support other Risk Governance and Enterprise ... the Dodd Frank Act, CFTC Rule 23.600, the Volcker Rule, Swap Dealer registration and other regulatory requirements. Communication 1. Excellent communication and… more
- City National Bank (Newark, DE)
- …complex concepts and translate into effective presentations to external regulators and Senior Executives. * Working knowledge in a broad range of risk management ... well as collaboratively. * Experienced in regulatory interaction, interaction with senior management, project and time management, exam management and issue… more
- Lincoln Financial (Radnor, PA)
- …* Demonstrated strong relationship management skills with internal clients (eg senior management, peers and colleagues); proven ability to develop creative and ... deadlines * Finds common ground and can gain collaboration among senior /executive management, colleagues and peers; can influence outcomes without directing or… more
- TD Bank (New York, NY)
- …a similar degree required. + 2 years of experience with a registered US broker dealer or regulator. + Problem solving skills and the ability to work independently. + ... of other firms + Conducts/oversees complex analysis and develop recommendations for business/ senior management based on findings + Interprets the impact and advise… more
- Lincoln Financial (Radnor, PA)
- …**Requisition #:** 74926 **The Role at a Glance** Are you an experienced Senior Software Engineer who wants to work in an autonomous, modern technical environment? ... the opportunity for you. We are looking for a Senior Software Engineer to join an agile development team...put their goals in reach. Lincoln Financial Distributors, a broker- dealer , is the wholesale distribution organization of Lincoln Financial.… more
- Topcon Positioning Systems, Inc (Lincoln, NE)
- …+ Target new and existing accounts through JV projects, OEM relationships, dealer leads, market research and company directives. + Build and maintain strong ... + Prepare detailed account performance reports and revenue forecasts for senior management. **Qualifications** + Bachelor's degree or equivalent experience with 7+… more
- Lincoln Financial (Charlotte, NC)
- …leader with a strong executive presence, effectively communicating complex topics to senior leadership while also being open to feedback and professional growth. ... + Strong relationship-building skills and ability to work effectively with senior leadership and cross-functional teams. _Nice-to-Haves:_ + Advanced degree in… more
- Citigroup (New York, NY)
- The NAM Gamma Desk Trader within Rates Option is a senior level position responsible for overseeing a trading book and managing book risk, in coordination with the ... franchise through a technical lens. We are a primary dealer in market rates products including government securities across...views. **Responsibilities:** + Oversee a trading book as a Senior trader and generate revenues and manage risk for… more
- Thrivent Financial (Minneapolis, MN)
- …relationships within the sales organization and advocate for candidates to senior leadership. Examine intricate issues related to advisor business portfolios by ... utilizing data from diverse sources. Deliver analysis findings and recommendations to senior leaders in order to secure financial offers. Create valuation models and… more
- Scotiabank (New York, NY)
- …to drive ambition for every future! **Purpose** In this role, you will provide senior compliance support for the Scotiabank US Sales and Trading businesses by acting ... team leader for Markets Compliance. **What You'll Do** + Acting as a senior compliance officer and Compliance team leader supporting Scotiabank US sales and trading… more