- Citigroup (Miami, FL)
- …issues escalated + Review and approval of designated bank-channel and broker- dealer investments + Manage surveillance alerts within stated policy guidelines + ... Interface, consult with and escalate to Senior Management and partners including, but not limited to,...Series 9/10 also preferred + Knowledge of Bank and Broker- Dealer businesses, regulatory requirements and related policy + Knowledge… more
- Zions Bancorporation (Sandy, UT)
- …bring the opportunity. Zions Bank has just opened an opportunity for a ** Dealer Banking** **Commercial Portfolio Manager** based in the Dealer Banking Department ... and verbal communication skills and confidence in working with internal and external senior level individuals. + Advanced level expertise with MS Office - most… more
- Brunswick (Pompano Beach, FL)
- …VP of National Sales * Maintain up to date information on assigned dealer accounts. * Execute strategic initiatives to manage Marine business for designated ... territories. * Support dealer retail and distributor sales activity to achieve maximum...* Handle customer complaints and exceptions requests with minimal senior management intervention. Maintain internal supportive working relationship with… more
- JPMorgan Chase (Columbus, OH)
- …operating model for investment activity risk-decisioning and secure buy-in from senior leadership. + Collaborate with internal technology, operations, legal, risk, ... analysis, and develop actionable recommendations. + Specific knowledge of core broker- dealer systems, operation of common broker- dealer products, applicable… more
- C-4 Analytics (Wakefield, MA)
- …World . We work exclusively with automotive clients: from single-point dealerships to large dealer groups and Tier 2/Tier 3 entities. If you've sold into this space ... Do: + Prospect and build relationships with dealership decision-makers (GMs, Dealer Principals, Marketing Directors) + Lead strategic discovery conversations that… more
- Mizuho Corporate Bank (New York, NY)
- …to add value and improve Mizuho Bank's US operations including derivative activities, broker dealer and swap dealer businesses. Based in the New York Metro area, ... and discuss issues, challenges and methodologies with internal audiences including senior management. Technical Skills (Essential) - Advanced degree in quantitative… more
- Atria Wealth Solutions (Marion, IN)
- …through CUSO Financial Services, LP (CFS). Member FINRA/SIPC. CFS is a broker/ dealer and Registered Investment Advisor with a stable track record of serving ... more about CFS, please visit www.cusonet.com. CFS (Member FINRA/SIPC) is a broker- dealer and Registered Investment Advisor with a stable track record of serving… more
- Atria Wealth Solutions (Williston, VT)
- …Vermont Life and Health Insurance Licenses a plus CFS (Member FINRA/SIPC) is a broker- dealer and RIA with a stable, 25-year track record of serving the investment ... the future of wealth management with the open-minded agility, senior -level access, and expert technology to get there. We...LP (Member FINRA/SIPC). CUSO Financial Services, LP is a broker/ dealer and RIA with a stable, 25-year track record… more
- TD Bank (New York, NY)
- …highly focused boutique-type operation, while being part of a major global investment dealer . Confidence in our US operations stems from the recognition of our ... ratings optimization + The Vice President will initially partner with senior Ratings Advisory team members progressing to producing independent rating opinions… more
- PNC (PA)
- …to contribute to the company's success. As a Compliance Program Specialist Senior , you will be within PNC's Retail Organization supporting the Risk, Change, ... available in all geographic locations. The Compliance Program Specialist Senior preference would be to have the following: *...have the following: * Capital Markets and or Broker Dealer experience * FINRA regulatory licenses are preferred or… more