- S&P Global (NC)
- …Marketing platform. Possessing an established network of C-Suite and key Digital Retail senior leader relationships, as well as the ability to cultivate a quickly ... after the sale. . Oversee process integration after the sale. . Support dealer roll-out process by working closely with the Digital Retail companies. . Support… more
- Lincoln Financial (Omaha, NE)
- …+ Demonstrated strong relationship management skills with internal clients (eg senior management, peers and colleagues); proven ability to develop creative and ... to help put their goals in reach. Lincoln Financial Distributors, a broker- dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln Financial… more
- SMBC (Jersey City, NJ)
- …institutions. Based in New York City, we are an SEC registered Broker dealer that provides financial products and services to global institutional clients, focusing ... and timely escalation of emerging risks/issues to relevant stakeholders and senior management **Core Competencies/Skills** + Control oriented with acuity for… more
- Citigroup (New York, NY)
- **Job Description** **The Senior Lead Counsel I - Equities Cash and Derivatives SVP will provide transactional and advisory legal services to risk managers and ... financing products, and legal advice in areas of securities laws, broker- dealer regulation, swaps regulations, margin requirements, security interests and insolvency… more
- Comerica (Detroit, MI)
- …through assessments, coaching, team building, and mentoring. Exposure to senior and executive leadership. Collaborative and supportive team environment. Gain ... Fund Services, Environmental Services, Mortgage Banker Finance, International, National Dealer Services, Energy. Program Footprint: Dallas, TX, Houston, TX, Costa… more
- TD Bank (New York, NY)
- …Qualifications:** + 7 or more years of experience with a registered US broker dealer , regulator, or global financial organization. + JD desirable but not required + ... must demonstrate the judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory interactions. + Strong… more
- Mizuho Corporate Bank (New York, NY)
- …regulatory rules and will contribute analysis and translation of various Broker- Dealer regulatory requirements in collaborations with other stakeholders (eg, legal, ... and/or existing regulatory reports + Provide presentations, information and/or recommendations to senior management as requested + Assist in the rollout of new… more
- Athene (West Des Moines, IA)
- …direction and functional expertise to ensure departmental results for the Independent Broker Dealer Channel in our East region. The DVP will direct and motivate ... of managerial, supervisory, and/or demonstrated leadership experience including influencing senior management/critical stakeholders experience required. + State insurance license… more
- Oshkosh Corporation (Garner, IA)
- …from Romanian coal mines to Indonesian oil fields to your local Goodyear dealer . Equipped with the latest in manufacturing technology and equipment and teams that ... to Oshkosh Corporation's engineering standards and processes. + Support more senior engineers in the preparation of plants, designs, computation methods, and… more
- Lincoln Financial (Omaha, NE)
- …withholding tax reclaims * Research and document tax issues under the guidance of senior staff * Assist with audits and regulatory examinations related to fund tax ... to help put their goals in reach. Lincoln Financial Distributors, a broker- dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln Financial… more