- Comerica (Farmington Hills, MI)
- …external financial accounting and reporting for Comerica Securities, a FINRA regulated broker- dealer and a subsidiary of Comerica, Inc. The person will perform ... Reporting + Maintain the general ledger for the broker dealer , including recording entries, performing a monthly close process...violations. This role is required to monitoring and alert senior management of potential violations to ensure the firm… more
- Caterpillar, Inc. (Peoria, IL)
- …a Career (https://www.youtube.com/watch?v=Wf0PVJdUOWo) Caterpillar is seeking a Health and Safety Senior Corporate Counsel to join its Legal Team in **Peoria, IL** ... and negotiate health and safety related aspects of legal agreements and supplier, dealer , and customer requests and to review communications. + Provide or support… more
- Ally (Lansing, MI)
- …evolving, so shouldn't your opportunities be, too? **The Opportunity** The Senior Analyst will be responsible for developing analyses, presentations, and ... placement of property & casualty treaties for the core Dealer Open Lot and Garage programs, as well as...structures * Create reinsurance renewals for core ADI programs ( Dealer Open Lot and Garage) * Provide operational support… more
- Capital One (Mclean, VA)
- Senior Analyst, Capital Markets and Risk The Derivatives Middle Office team, under Capital Markets and Analytics, services the Corporate Treasury and Commercial ... monitoring of life cycle events and reporting in compliance with Swap Dealer regulations. The Sr. Associate for Derivatives Operations should have financial product… more
- Tradeweb (Jersey City, NJ)
- Tradeweb is seeking a Senior Accountant\Securities Brokerage to join our growing Finance & Accounting department. The ideal candidate will have extensive knowledge ... of broker dealer operations, securities regulations, and financial reporting standards. You...5+ years of experience in securities accounting and/or broker dealer operations within the financial services industry + Strong… more
- CARMAX (Richmond, VA)
- …products. Working on many different aspects of the customer experience, our Senior Engineers research and discover new opportunities and shape products to fulfill ... product teams who are creating seamless experiences for our dealer customers. **You are:** Able to balance product needs...define and evolve a flexible technical strategy in our Dealer Ecosystem to build a foundation upon which we… more
- Ford Motor Company (Washington, DC)
- …this position ** We're looking for a highly organized, detail-oriented, and experienced Senior Specialist to join our Government Affairs team in Washington, DC This ... events. **What you'll do ** + Working as a Senior Specialist in this role, you would be responsible...assign them to the appropriate internal customer service or dealer relations staff for resolution. **You'll have ** +… more
- BMO Financial Group (New York, NY)
- …Income Compliance team in New York with a focus on FINRA and SEC broker- dealer requirements and corresponding oversight. We are looking for someone to work closely ... knowledge of multiple FICC market activities preferred including: Primary Dealer , GSEs, Trade reporting (TRACE), communications, supervision, best execution/order… more
- Vanguard (Malvern, PA)
- …experience with FINRA, SEC, and related regulations, and general knowledge of broker- dealer , retirement, banking and investment advisory businesses. Our "crew" as we ... oversight; ensure appropriate policies, procedures and supervisory framework on broad broker- dealer related and market issues. + Monitor, analyze, and responds to… more
- Umpqua Bank (South Jordan, UT)
- Senior Wealth Advisor Wealth Management Scottsdale, Arizona Greenwood Village, Colorado South Jordan, Utah Irvine, California San Diego, California Los Angeles, ... for people. Together for business. Together for better. **About the Role:** A Senior Wealth Advisor is an experienced financial professional who can work within a… more