- HSBC (New York, NY)
- …legal risk and issue advisory. Responsible for providing comprehensive legal advice to senior management and all global businesses and functions, the team offers a ... define, manage and achieve divisional business targets. As our Senior Legal Counsel, Markets and Regulatory you will: +...with a strong knowledge of US securities laws, FINRA broker- dealer rules, and CFTC rules and regulations. A knowledge… more
- Caterpillar, Inc. (Irving, TX)
- …into customer and dealer facing sales material. Develop and present to senior Leadership and decision makers at Cat, Dealers and customers. REQS: This position ... a better world, so we can all enjoy living in it. Caterpillar Inc. seeks Senior Sales Support Consultant at its facility located at 5205 NO'Connor Blvd, Irving, TX… more
- Robert Half Finance & Accounting (New York, NY)
- Description Financial Services/Broker Dealer organization is looking to hire an Accountant to their team. They are located in Manhattan and are in the office 3 days ... * Oversee all accounting and compliance related functions of the Company's broker dealer and other entities: * Work on the quarterly filings of FOCUS reports… more
- Vanguard (Malvern, PA)
- …growing and evolving service offerings, Vanguard seeks a highly skilled broker- dealer compliance professional to lead strategic compliance activities related to ... and wealth management businesses. Broad knowledge and experience with broker- dealer regulations is required, while familiarity with investment adviser, investment… more
- Deloitte (Boston, MA)
- Senior Manager - FSI Risk, Regulatory & Forensic Our Deloitte Regulatory, Risk & Forensic team helps client leaders translate multifaceted risk and an evolving ... seeking out new skills and perspectives and exhibiting openness to coaching from senior colleagues and reviewing the work of and contributing to the development of… more
- ManpowerGroup (Greensboro, NC)
- …to join their innovative team for an onsite opportunity. Are you a professional Senior Solutions Engineer with a passion for collaborating with multiple teams and an ... in working remotely? Don't wait apply today! As a Senior Solution Engineer, you will be part of a...the design, implementation and support of our newly redesigned Dealer Engagement Platform. You will work in an environment… more
- US Bank (New York, NY)
- …support functions, such as Risk, Compliance and Regulatory Services + Work with senior leadership within the business line and advises on regulatory and risk ... supporting capital markets products + Experience with securities laws and broker- dealer regulatory matters + Experience with corporate finance, in particular the… more
- Bank of America (Charlotte, NC)
- Credit Review Senior Portfolio Manager Charlotte, North Carolina;Dallas, Texas; Chicago, Illinois; New York, New York **To proceed with your application, you must be ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Credit-Review- Senior -Portfolio-Manager\_25028992) **Job Description:** At Bank of America, we are… more
- Caterpillar, Inc. (Irving, TX)
- …better world, so we can all enjoy living in it. **Job Summary:** As the Senior Product Owner for Digital Content at Caterpillar, you will take ownership of our ... needs and technical scalability to deliver reliable product content to Cat.com, dealer systems, and other downstream platforms + Support integration and data flow… more
- Caterpillar, Inc. (Peoria, IL)
- …our customers build a better, more sustainable world._ **Job Summary:** The Senior Technical Support Engineer is responsible for monitoring overall performance of ... input to digital product and application support teams. + Conducts occasional dealer and customer visits to personally provide expert technical assistance on urgent… more