- City National Bank (Los Angeles, CA)
- * SENIOR COUNSEL- LEGAL & WEALTH MANGEMENT* WHAT IS THE OPPORTUNITY? Senior Counsel will provide general regulatory and transactional support to the Bank and its ... and regulatory counsel to the Bank and its registered investment adviser, broker- dealer , and registered investment fund subsidiaries and affiliates with respect to… more
- BMO Financial Group (New York, NY)
- …Income Compliance team in New York with a focus on FINRA and SEC broker- dealer requirements and corresponding oversight. We are looking for someone to work closely ... knowledge of multiple FICC market activities preferred including: Primary Dealer , GSEs, Trade reporting (TRACE), communications, supervision, best execution/order… more
- Charles Schwab (Lone Tree, CO)
- …audited financial statements for applicable subsidiary entities, including Schwab's broker- dealer , bank, and international subsidiaries. The SEC Reporting group ... GAAP, financial reporting principles, and SEC regulatory requirements. + Relevant broker/ dealer , banking, or other financial services accounting experience a plus. +… more
- Vanguard (Malvern, PA)
- …ideal candidate will have expertise and knowledge in financial markets and broker- dealer products and services, along with brokerage and banking regulations and ... school + Minimum 4 years of related experience required + Knowledge of broker- dealer and banking regulations + Experience and comfort in dealing with ambiguity and… more
- Polaris Industries (San Francisco, CA)
- …California, Nevada and Idaho.** ) Through strategic partnerships with business units, Dealer Demand team and dealers, the REM is responsible for driving customer ... satisfaction, and dealer and business unit profitability by delivering Motorcycle unit...+ Works semi-independently while taking direction/advice from manager and senior team members. Communicating improvement recommendations to senior… more
- TopMark Funding LLC (Portsmouth, NH)
- …to execute and complete tasks on target with high quality standards. About the Job: Senior Account Executive We are growing our sales team and are only looking to ... add dynamic, high-performing Senior Account Executives with equipment financing experience and a...comparable experience at an F&I Department of an equipment dealer or the equipment finance department of a specialty… more
- Deloitte (Chicago, IL)
- Retail, Wholesale & Distribution Performance & Cost Improvement Senior Manager Our Deloitte Strategy & Transactions team helps guide clients through their most ... they need to move fast, thrive and make change happen. Work You'll Do Senior Managers in P&CI have many responsibilities including: + Advise clients on the complex… more
- Caterpillar, Inc. (Irving, TX)
- …all enjoy living in it. We have an exciting opportunity for a Senior Corporate Counsel to provide legal support for Caterpillar's Strategic Investments Group (for ... to support Caterpillar's M&A process. + Maintain positive relationships with the senior management of the organizations supported. + Nature of Interactions: Daily… more
- Caterpillar, Inc. (Irving, TX)
- …build a better, more sustainable world for future generations! **Job Summary:** The Senior Finance Manager - EPD Rental Power and Energy Systems is responsible for ... analyze and communicate broad spectrum of program financial benefits to senior executives. **What You Have:** + **Education/Experience** :This position typically… more
- Scotiabank (Dallas, TX)
- Senior Manager, Regulatory and Business Initiatives Group **Requisition ID:** 236169 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range ... strategic projects and involves strong leadership qualities to partner and influence senior leaders to improve controls and increase operating efficiencies. The role… more