- TD Bank (New York, NY)
- …the equivalent experience at a regulatory body (eg, leading a bank or broker/ dealer exam team). + Surveillance experience at Financial Market Regulator (eg, SEC, ... Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose us for our… more
- Rush Enterprises (Denton, TX)
- …Vehicle Solutions is a premier provider of quality products and services to commercial equipment users. We are customer-focused, people-oriented, and financially ... Grow with us as we continue to expand our network of locations and services . The Painter is responsible for refinishing vehicles to meet pre-accident condition or… more
- Raymond James Financial, Inc. (Southfield, MI)
- …with educating financial advisors on the benefits of offered products and services for their clients through individual or group meetings presentations, including ... and practices of the securities industry and asset management products. * Broker/ dealer operations. **Skill in:** * Identifying the needs of customers through… more
- SMBC (Charlotte, NC)
- …a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. The Group ... Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It...and Hong Kong. SMBC CM is an established derivatives dealer with a broad product portfolio, with specific emphasis… more
- Mizuho Corporate Bank (New York, NY)
- …capital calculations for all Mizuho Americas businesses and products (banking, broker- dealer and derivatives trading) under Basel III + Conduct quantitative analyses ... ~$2 trillion. Mizuho's 60,000 employees worldwide offer comprehensive financial services to clients in 35 countries and 800 offices...is a leading provider of corporate and investment banking services to clients in the US, Canada, and Latin… more
- Envista Holdings Corporation (Seattle, WA)
- …needs, and secure profitable new business to meet quota. + Build advocacy with dealer partners to drive customer acquisition and growth in existing accounts. + Use ... vendors such as search firms, staffing agencies, professional recruiters, fee-based referral services and recruiting agencies (Agency) to have been referred by the… more
- Guardian Life (Oklahoma City, OK)
- …and clients and drive sales. + Work closely with Guardian's broker dealer (Park Avenue Securities) to drive revenue through PAS's multifaceted product platform. ... reasonable accommodation for individuals with disabilities in employment, its services , programs, and activities. Guardian also provides reasonable accommodations to… more
- Robert Half Finance & Accounting (Minneapolis, MN)
- …compliance professional ready to lead and enhance compliance programs in the financial services industry? We are seeking a Compliance Manager to join a robust Legal ... oversight. Qualifications 7+ years of relevant compliance experience; prior institutional broker- dealer experience is a plus. Bachelor's degree required, with a… more
- Team Ronco Incorporated (Buffalo, NY)
- …our team. In this role, you will ensure the efficient flow of goods, services , and information from suppliers to customers, and aligning supply chain strategies with ... pricing, vendor selection, and distribution operations. + Manage vendor dealer agreements. + Monitor the movement of materials, in-process...our website at ronco.net - Our Solutions - Managed Services to learn more about what we do. Founded… more
- Guardian Life (New York, NY)
- …life and annuity insurance products. Park Avenue Securities is Guardian's broker- dealer and corporate Registered Investment Advisor (RIA), which offers clients an ... reasonable accommodation for individuals with disabilities in employment, its services , programs, and activities. Guardian also provides reasonable accommodations to… more