- Raymond James Financial, Inc. (Denver, CO)
- …all aspects of work. + Monitor team performance metrics and ensure adherence to service level agreements (SLAs) and quality standards, as needed. + Stay informed on ... other applicable fraud-related regulatory or industry rules and guidance. + Broker- dealer operations, transaction methods & financial products, and financial … more
- TEKsystems (Allen Park, MI)
- …cross-department projects (ie, GD&RS, GDIA, ET). * Issue release notes & dealer communications in preparation for field release/deployment * Lead end-to-end testing ... North America, Europe and Asia. As an industry leader in Full-Stack Technology Services , Talent Services , and real-world application, we work with progressive… more
- Scotiabank (Dallas, TX)
- …a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development needs of our clients. Our ... also cross-sell the full range of wholesale products and services offered by the Scotiabank Group. Be part of...OTC Remediation/ CFTC initiatives, FRTB, and Security based Swap Dealer in support of regulatory findings. **What You'll Do**… more
- TIAA (Frisco, TX)
- …individual clients in support of the distribution of TIAA products and services . The Third-Party Wealth Operations role is primarily responsible for managing various ... practice management support required to facilitate the distribution of TIAA's products and services on our platform. + Support the activities of the Advisor Desk and… more
- Caterpillar, Inc. (Irving, TX)
- …are committed and contributing to a reduced-carbon future. Our innovative products and services , backed by our global dealer network, provide exceptional value ... and Energy & Transportation - and providing financing and related services through our Financial Products segment. **JOB DESCRIPTION:** Caterpillar is currently… more
- Acuity Brands (Atlanta, GA)
- …verticals and projects. Communicate across several Q-SYS internal functions including Dealer Channel Sales, Marketing, Product Management, Technical Services , ... Intelligent Spaces (AIS), we design, manufacture, and bring to market products and services that make a valuable difference in people's lives. We achieve growth… more
- Mizuho Corporate Bank (New York, NY)
- About the Team "The Internal Audit Department Americas (IADA) provides internal audit services to Mizuho Americas LLC ("BHC" or "Mizuho"), its US subsidiaries and ... the US branches of Mizuho Bank, Ltd., Mizuho Americas Services LLC, Mizuho Securities USA LLC, Mizuho Capital Markets...value and improve MUSO including the derivatives and broker dealer businesses. Based in the New York Metro area,… more
- Scotiabank (Dallas, TX)
- …a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development needs of our clients. Our ... also cross-sell the full range of wholesale products and services offered by the Scotiabank Group. Be part of...processing and approval protocols necessary + Banking or broker dealer experience is a positive **Interested?** If your experience… more
- Scotiabank (Dallas, TX)
- …a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development needs of our clients. Our ... also cross-sell the full range of wholesale products and services offered by the Scotiabank Group. Be part of...processing and approval protocols necessary + Banking or broker dealer experience is a positive **Interested?** If your experience… more
- JPMorgan Chase (Columbus, OH)
- …Job Grade 602)** JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.5 trillion and operations worldwide. The firm is a ... leader in investment banking, financial services for consumers and small business, commercial banking, financial...design that support unique regulatory environment for the broker - dealer subject to oversite by the bank and Retail… more